DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J••• D•••• S••••••

L•• F•••••••• L••BD affiliatedWarrensburg, Modual registrantIAPD 2882459

Feed of 09/14/2026

Also filed as David Sheehan

At current firm

1 y

since Mar 6, 2025

In the industry

29 y

since Apr 1, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Mar 6, 2025 · Warrensburg, Mo
I• A••••••• S•••••••• I••• former
Jun 3, 2019 to Mar 6, 2025 · Warrensburg, Mo
F•••• C•••••• A••••••• S••••••• BD affiliated
Dec 15, 2015 to May 17, 2019 · Fort Worth, Tx
F•••• C•••••• B••• unclassified
Apr 12, 2004 to Sep 2, 2005 · Fort Worth, Tx
F•••• C•••••• F•••••••• P•••••••• I••• former
Nov 20, 2003 to Dec 15, 2015 · Town And Country, Mo

Moves

a registration end followed by a registration begin elsewhere

I• A••••••• S•••••••• I••• to L•• F•••••••• L••
left Mar 6, 2025, registered Mar 6, 2025 (0 days) · corporate re-registration, not a move
F•••• C•••••• A••••••• S••••••• to I• A••••••• S•••••••• I•••
left May 17, 2019, registered Jun 3, 2019 (17 days) · Affiliated broker-dealer or bank to another
F•••• C•••••• F•••••••• P•••••••• I••• to F•••• C•••••• B•••
left Dec 15, 2015, registered Apr 12, 2004 (-4264 days) · Other
F•••• C•••••• B••• to F•••• C•••••• A••••••• S•••••••
left Sep 2, 2005, registered Dec 15, 2015 (3756 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address