DFX Intelligence

G••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

G••••••••

G•••••••• (HK) LTD, CRD 290058

HONG KONG

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Search this name across graphsid dfx:ria:6a6a8358-ad6d-dc11-0543-03fcdf6b8ecc

Data as of Jul 8, 2020 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 7
On other graphs: 0
Observed: Apr 3, 2019 to Jul 8, 2020
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $161M••• Locked
Discretionary RAUM: $161M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••• M••••• F•••	Hedge Fund	$13.4M	Feb 14, 2024	7	Apr 3, 2019	reported	n/a
W•••••• C•••••• A••• V•••• F•••	Hedge Fund	$13.4M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• J•••••••• L••••••	CHIEF COMPLIANCE OFFICER	Na	yes	10/1996	Jul 29, 2019	Jul 8, 2020
H•••• R•••••• C••••••	SOLE DIRECTOR	Na	yes	10/1996	Jul 29, 2019	Jul 8, 2020

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 31, 2020	$161M	$161M	8	5	0	2	$59.0M

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$161M	n/a	n/a	n/a	n/a	8	n/a	0	n/a

Relationships

Advises (4)

→ A••••• M••••• F•••Private fundHedge Fund, ERA
Apr 3, 2019 to presentfactForm ADV
→ W•••••• C•••••• A••• V•••• F•••Private fundHedge Fund, ERA
Feb 23, 2017 to presentfactForm ADV
→ C••••• I••••••••• F••• L••Private fundHedge Fund, ERA
Feb 10, 2021 to presentfactForm ADV
→ S•••••••• L••••••Private fund

Dated events

Occurred
Jul 8, 2020
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 31, 2020
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-114M
Occurred
Mar 31, 2020
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 31, 2020
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a6a8358-ad6d-dc11-0543-03fcdf6b8ecc
First observed: Apr 3, 2019
Last observed: Jul 8, 2020 75 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.