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Former SEC-registered adviser

G••••••••

Former SEC-registered adviserHong Kong, CRD 290058SEC 801-115216IAPD
Legal name G•••••••• ••• L••
Latest filing Jul 8, 2020
First filing on the tape Apr 3, 2019 · 7 filings
RAUM
$161M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$59.0M gross assets
History
7 filings and snapshots on the tape
RAUM$161M as of Jul 8, 2020
Apr 3, 2019$275M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 8, 2020
Apr 3, 20190 then
Employees (5.A)8 as of Jul 8, 2020
Apr 3, 20197 then
Private funds2 as of Jul 8, 2020
Apr 3, 20191 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 8, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$40.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$161M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A••••• M••••• F•••Hedge Fund$13.4M7Apr 3, 2019
      W•••••• C•••••• A••• V•••• F•••Hedge Fund$13.4M39Feb 23, 2017
      C••••• I••••••••• F••• L••Hedge Fund$4.5M7Feb 10, 2021
      S•••••••• L••••••Hedge Fund$765,9623Feb 10, 2021
      Owners and control persons
      Schedule A and B, latest filing
      • C••••••• J•••••••• L•••••• · Chief Compliance Officercontrol
        since 10/1996 · owns less than 5%
      • H•••• R•••••• C•••••• · Sole Directorcontrol
        since 10/1996 · owns less than 5%
      Entity owners
      • O•••• P•• A••• L•• · Shareholder
        direct · owns 75% or more
      • W•••• O•• S••••• R••••••• F•••• L• · Shareholder
        indirect · owns 25% to 50% of O•••• P•• A••• L••
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 4 to 5
        Dec 19, 2019 to Mar 31, 2020
      • Employees · 7 to 8
        Dec 19, 2019 to Mar 31, 2020
      • Discretionary RAUM · $275M to $161M
        Dec 19, 2019 to Mar 31, 2020
      • Pooled vehicle RAUM · $275M to $161M
        Dec 19, 2019 to Mar 31, 2020
      • RAUM · $275M to $161M
        Dec 19, 2019 to Mar 31, 2020
      • Private funds · 1 to 2
        Sep 11, 2019 to Dec 19, 2019
      • Organization form · Sole Proprietorship to Corporation
        Sep 11, 2019 to Sep 11, 2019
      Signals
      7 dated events
      • Amin Andre Hakkak (Shareholder) no longer on Schedule A of Geomatrix (listed 2020-03-31, absent 2020-07-08)
        Jul 8, 2020 · Control person left · inference
      • K•••• A•••• G•••• (Shareholder) no longer on Schedule A of Geomatrix (listed 2019-12-19, absent 2020-03-31)
        Mar 31, 2020 · Control person left · inference
      • Amin Andre Hakkak (Shareholder) appeared on Schedule A of Geomatrix
        Mar 31, 2020 · Control person joined · fact
      • Geomatrix reported RAUM $161.0M, down 41% from $275.0M (2019-12-19 to 2020-03-31)
        Mar 31, 2020 · RAUM change · derived
      • Collins Robert Howe (Sole Director) appeared on Schedule A of Geomatrix
        Jul 29, 2019 · Control person joined · fact
      • Leonard Jonathan Coleman (Chief Compliance Officer) appeared on Schedule A of Geomatrix
        Jul 29, 2019 · Control person joined · fact
      • Geomatrix filed its initial SEC registration (Form ADV)
        Apr 3, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026