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Advisor at DEW WEALTH MANAGEMENT
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DEW WEALTH MANAGEMENT | Independent wealth | Jul 27, 2021 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Oct 25, 2019 | Jun 25, 2021 | no | IRVING, TX | Previous registration |
| 1ST GLOBAL ADVISORS INC | Former SEC adviser | Jun 17, 2016 | Oct 25, 2019 | no | Fullerton, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | DEW WEALTH MANAGEMENT | Jun 25, 2021 | Jul 27, 2021 | 32 | Firm change | Ibd to RIA |
| 1ST GLOBAL ADVISORS INC | AVANTAX ADVISORY SERVICES | Oct 25, 2019 | Oct 25, 2019 | 0 | Bulk transfer | Ibd to ibd |