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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

DEW WEALTH MANAGEMENT

DEW WEALTH MANAGEMENT, LLC, CRD 114148

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:06a0eeda-88ee-32ff-4a58-03376caa2593

Data as of Sep 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 48
Dated events: 18
On other graphs: 0
Observed: Feb 16, 2012 to Sep 8, 2026
93 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $465MItem 5.F on the latest filing (2026-09-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $201M
Private client RAUM: $465MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 24
RAUM per advisor: $19.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 36
Advisory employees: 24
Offices: 16Schedule D 1.F, beyond the principal office
Accounts: 596
Individual clients: 37
High net worth clients: 209
Custody, client assets: $146M
SEC number: 801-108014
CRD: 114148
Filings on the tape: 93
First filed: Feb 16, 2012
Latest filed: Sep 8, 2026
Organised: Limited Liability Company, AZ

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES PATRICK DEW	Certified Financial Planner\|Chartered Financial Consultant	SCOTTSDALE, AZ	22	30	n/a	no
Bryce Thomas Keffeler	Certified Financial Planner\|Chartered Financial Consultant	SCOTTSDALE, AZ	8	14	1	no
Andrew Taylor Majd	n/a	SCOTTSDALE, AZ	5	16	1	no
RYAN ALLAN COX	Certified Financial Planner	SCOTTSDALE, AZ	5	10	2	no
Sarah Elizabeth Mendoza	Certified Financial Planner	SCOTTSDALE, AZ	5	11	n/a	no
CARTER BRANTLEY BENNETT	Certified Financial Planner	SCOTTSDALE, AZ	4	11	1	no
PRESTON ROBERT WEAVER	Certified Financial Planner	AUSTIN, TX \| SCOTTSDALE, AZ	4	10	1	no
BRYAN DAVID STOBB	Certified Financial Planner	SWISHER, IA \| SCOTTSDALE, AZ	4	15	2	no
Grant Monroe Giardino	Certified Financial Planner	SCOTTSDALE, AZ \| ST. LOUIS, MO	4	11	n/a	no
Justin Alexander Kowalski	Certified Financial Planner	SCOTTSDALE, AZ \| Trenton, MI	3	11	1	no
Santiago Miguel Rosas	n/a	SCOTTSDALE, AZ	2	11	n/a	no
SHAUNDRA YVETTE PATTERSON	n/a	Humble, TX \| SCOTTSDALE, AZ	2	13	3	no
Nicholas Joseph West	Certified Financial Planner	SCOTTSDALE, AZ \| Abingdon, MD	2	11	1	no
Bryce Anthony Thompson	Certified Financial Planner	SCOTTSDALE, AZ \| Knightdale, NC	2	13	n/a	no
JOSHUA SETH RUSS	Certified Financial Planner	SCOTTSDALE, AZ \| Pink Hill, NC	1	12	2	no
Garrett Maurice Hittner	n/a	Oregon City, OR \| SCOTTSDALE, AZ	1	12	2	no
Alexander M Kalemba	n/a	SCOTTSDALE, AZ	1	10	1	no
Steven Michael Cosentini	n/a	SCOTTSDALE, AZ \| Ocean Springs, MS	0	10	1	no
Jack Michael Rizzi	Certified Financial Planner	SCOTTSDALE, AZ \| WESTCHESTER, IL	0	11	1	no
Austyn Stephen Brinkerhoff	n/a	SCOTTSDALE, AZ \| CIRCLEVILLE, UT	0	12	3	no
Chase Gerald	Certified Financial Planner	DALLAS, TX \| SCOTTSDALE, AZ	0	16	n/a	no
Griffin Reed Hester	n/a	LEXINGTON, KY \| SCOTTSDALE, AZ	0	13	2	no
JACKSON DAVID LARIMER	n/a	PEA RIDGE, AR \| SCOTTSDALE, AZ	0	11	n/a	no
MAXWELL STEPHEN SCHALM	n/a	SCOTTSDALE, AZ \| PITTSBURGH, PA	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CRAWFORD, JUSTIN, EMERSON	CHIEF OPERATING OFFICER	Na	yes	07/2022	Mar 30, 2023	Oct 10, 2024
DEW HOLDINGS, INC.	Member	E	yes	11/2022	Nov 18, 2022	Oct 10, 2024
DEW, JAMES, PATRICK	Director	F	yes	11/2022	Feb 16, 2012	Oct 10, 2024
DEW, JAMES, PATRICK	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	Na	yes	07/1999	Feb 16, 2012	Oct 10, 2024
DEW, MIMI, MICHELLE	Director	F	yes	11/2022	Mar 27, 2020	Oct 10, 2024
DEW, MIMI, MICHELLE	President	Na	yes	01/2017	Mar 27, 2020	Oct 10, 2024
Keffeler, Bryce, Thomas	MANAGING PARTNER	Na	yes	11/2022	Mar 9, 2021	Oct 10, 2024
Keffeler, Bryce, Thomas	Director	F	yes	11/2022	Mar 9, 2021	Oct 10, 2024
NAVA, ALEX, EDWARD	Director	F	yes	11/2022	Nov 18, 2022	Oct 10, 2024
O'DELL, JUDITH, HEIM	Trustee	F	yes	11/2022	Nov 18, 2022	Oct 10, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 11 of 13

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 5, 2026	$465M	$201M	40	24	16	n/a	n/a
2024	Apr 30, 2025	$362M	$156M	30	20	11	n/a	n/a
2023	Feb 28, 2024	$294M	$109M	31	21	10	n/a	n/a
2022	Mar 30, 2023	$251M	$38.8M	28	21	10	n/a	n/a
2021	Mar 4, 2022	$242M	$28.4M	13	10	2	n/a	n/a
2020	Mar 9, 2021	$178M	$8.2M	10	6	0	n/a	n/a
2019	Mar 27, 2020	$161M	$6.2M	6	3	0	n/a	n/a
2018	Mar 28, 2019	$138M	$5.6M	5	2	0	n/a	n/a
2017	Mar 27, 2018	$155M	$5.9M	5	2	0	n/a	n/a
2016	Mar 23, 2017	$135M	$5.3M	5	2	n/a	n/a	n/a
2011	Feb 16, 2012	$56.1M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
5	5	0	20.8%	0	3	0	13	10

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$465M	$362M	28.4%	$251M	22.9%	36	30	16	11

Relationships

Registered with (38)

← MAXWELL STEPHEN SCHALMAdvisorregistration: current employment
Aug 29, 2026 to presentfactForm ADV
← JACKSON DAVID LARIMERAdvisorregistration: current employment
Aug 21, 2026 to presentfactForm ADV
← Griffin Reed HesterAdvisorregistration: current employment
Mar 10, 2026 to presentfactForm ADV
← Chase GeraldAdvisorregistration: current employment
Nov 17, 2025 to presentfactForm ADV
← Austyn Stephen BrinkerhoffAdvisorregistration: current employment
Nov 13, 2025 to presentfactForm ADV
← Jack Michael RizziAdvisorregistration: current employment
Nov 12, 2025 to presentfactForm ADV
← Steven Michael CosentiniAdvisorregistration: current employment
Oct 14, 2025 to presentfactForm ADV
← Alexander M KalembaAdvisorregistration: current employment
May 1, 2025 to presentfactForm ADV
← Garrett Maurice HittnerAdvisorregistration: current employment
Feb 26, 2025 to presentfactForm ADV
← JOSHUA SETH RUSSAdvisorregistration: current employment
Feb 18, 2025 to presentfactForm ADV
← Bryce Anthony ThompsonAdvisorregistration: current employment
Apr 24, 2024 to presentfactForm ADV
← Nicholas Joseph WestAdvisorregistration: current employment
Dec 6, 2023 to presentfactForm ADV
← SHAUNDRA YVETTE PATTERSONAdvisorregistration: current employment
Oct 31, 2023 to presentfactForm ADV
← Santiago Miguel RosasAdvisorregistration: current employment
Sep 22, 2023 to presentfactForm ADV
← Justin Alexander KowalskiAdvisorregistration: current employment
Mar 31, 2023 to presentfactForm ADV
← Grant Monroe GiardinoAdvisorregistration: current employment
Aug 10, 2022 to presentfactForm ADV
← BRYAN DAVID STOBBAdvisorregistration: current employment
Jul 8, 2022 to presentfactForm ADV
← PRESTON ROBERT WEAVERAdvisorregistration: current employment
May 29, 2022 to presentfactForm ADV
← CARTER BRANTLEY BENNETTAdvisorregistration: current employment
May 12, 2022 to presentfactForm ADV
← Sarah Elizabeth MendozaAdvisorregistration: current employment
Sep 2, 2021 to presentfactForm ADV
← RYAN ALLAN COXAdvisorregistration: current employment
Jul 27, 2021 to presentfactForm ADV
← Andrew Taylor MajdAdvisorregistration: current employment
Dec 24, 2020 to presentfactForm ADV
← Bryce Thomas KeffelerAdvisorregistration: current employment
Apr 9, 2018 to presentfactForm ADV
← JAMES PATRICK DEWAdvisorregistration: current employment
Mar 2, 2004 to presentfactForm ADV
← Kolton QuitnoAdvisorregistration: previous registration
Feb 3, 2022 to Aug 6, 2026factForm ADV
← Nathaniel BirkholzAdvisorregistration: previous registration
Jan 25, 2022 to Jul 4, 2026factForm ADV
← KEVIN STEVENSAdvisorregistration: previous registration
Sep 29, 2025 to Jun 30, 2026factForm ADV
← RYAN ROBERT MILLERAdvisorregistration: previous registration
Jul 14, 2022 to Nov 12, 2025factForm ADV
← CONNOR TODD RUTHAdvisorregistration: previous registration
Feb 28, 2024 to Oct 20, 2025factForm ADV
← Stephen MandracchiaAdvisorregistration: previous registration
Sep 22, 2023 to Feb 19, 2025factForm ADV
and 8 more

Controls (7)

← DEW, JAMES, PATRICKOwnerDIRECTOR, ownership code F, individual
Feb 16, 2012 to Oct 10, 2024factForm ADV
← Keffeler, Bryce, ThomasOwnerDIRECTOR, ownership code F, individual
Mar 9, 2021 to Oct 10, 2024factForm ADV
← DEW, MIMI, MICHELLEOwnerDIRECTOR, ownership code F, individual
Mar 27, 2020 to Oct 10, 2024factForm ADV
← NAVA, ALEX, EDWARDOwnerDIRECTOR, ownership code F, individual
Nov 18, 2022 to Oct 10, 2024factForm ADV
← O'DELL, JUDITH, HEIMOwnerTRUSTEE, ownership code F, individual
Nov 18, 2022 to Oct 10, 2024factForm ADV
← CRAWFORD, JUSTIN, EMERSONOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 30, 2023 to Oct 10, 2024factForm ADV
← DEW HOLDINGS, INC.OwnerMEMBER, ownership code E, domestic entity
Nov 18, 2022 to Oct 10, 2024factForm ADV

Dated events

Occurred
Aug 6, 2026
Advisor changed firm
Kolton Quitno left Dew Wealth Management for Park Avenue Securities Llc (registered 2026-09-08)
Form ADVobserved 5 days ago
Occurred
Jul 4, 2026
Advisor changed firm
Nathaniel Birkholz left Dew Wealth Management for J.P. Morgan Securities Llc (registered 2026-07-15)
Form ADVobserved 5 days ago
Occurred
Jun 30, 2026
Advisor changed firm
Kevin Stevens left Dew Wealth Management for Facet (registered 2026-07-15)
Form ADVobserved 5 days ago
Occurred
Mar 5, 2026
Regulatory AUM changed
Dew Wealth Management reported RAUM $464.7M, up 28% from $361.9M (2026-02-17 to 2026-03-05)
Form ADVobserved 5 days ago
$103M
Occurred
Nov 12, 2025
Advisor changed firm
Ryan Robert Miller left Dew Wealth Management for Plancorp, Llc (registered 2025-11-17)
Form ADVobserved 5 days ago
Occurred
Oct 20, 2025
Advisor changed firm
Connor Todd Ruth left Dew Wealth Management for Osaic Wealth, Inc. (registered 2026-01-29)
Form ADVobserved 5 days ago
Occurred
Feb 19, 2025
Advisor changed firm
Stephen Mandracchia left Dew Wealth Management for Entrewealth (registered 2025-02-27)
Form ADVobserved 5 days ago
Occurred
Jun 18, 2024
Advisor changed firm
Wesley James Leftwich left Dew Wealth Management for Entrewealth (registered 2024-08-26)
Form ADVobserved 5 days ago
Occurred
May 7, 2024
Advisor changed firm
Anders Johnson Skagerberg left Dew Wealth Management for Albion Financial Group (registered 2024-08-14)
Form ADVobserved 5 days ago
Occurred
Jan 31, 2024
Advisor changed firm
Nicholas James Marino left Dew Wealth Management for Breakaway Wealth (registered 2024-02-26)
Form ADVobserved 5 days ago
Occurred
Oct 30, 2023
Advisor changed firm
Anna Ngo Bhai left Dew Wealth Management for Jpl Wealth Management, Llc (registered 2026-03-03)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2023
Control person joined
Emerson Justin Crawford (Director Of Operations) appeared on Schedule A of Dew Wealth Management
Form ADVobserved 5 days ago
Occurred
Mar 22, 2023
Advisor changed firm
Laura Catherine Davis left Dew Wealth Management for Financial Lab (registered 2023-05-25)
Form ADVobserved 5 days ago
Occurred
Nov 18, 2022
Control person joined
Edward Alex Nava (Director) appeared on Schedule A of Dew Wealth Management
Form ADVobserved 5 days ago
Occurred
Nov 18, 2022
Control person joined
Heim Judith O'Dell (Trustee) appeared on Schedule A of Dew Wealth Management
Form ADVobserved 5 days ago
Occurred
Jul 27, 2022
Advisor changed firm
Christal Vargas left Dew Wealth Management for Ubs Financial Services Inc. (registered 2023-01-12)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2020
Control person joined
Michelle Mimi Dew (President) appeared on Schedule A of Dew Wealth Management
Form ADVobserved 5 days ago
Occurred
Jun 16, 2016
First Form ADV filing
Dew Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:06a0eeda-88ee-32ff-4a58-03376caa2593
First observed: Feb 16, 2012
Last observed: Sep 8, 2026 12 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DEW WEALTH MANAGEMENT

DEW WEALTH MANAGEMENT, LLC, CRD 114148

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:06a0eeda-88ee-32ff-4a58-03376caa2593

Data as of Sep 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:38 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES PATRICK DEW

Certified Financial Planner|Chartered Financial Consultant

SCOTTSDALE, AZ

n/a

Bryce Thomas Keffeler

Certified Financial Planner|Chartered Financial Consultant

SCOTTSDALE, AZ

Andrew Taylor Majd

n/a

SCOTTSDALE, AZ

RYAN ALLAN COX

Certified Financial Planner

SCOTTSDALE, AZ

Sarah Elizabeth Mendoza

Certified Financial Planner

SCOTTSDALE, AZ

n/a

CARTER BRANTLEY BENNETT

Certified Financial Planner

SCOTTSDALE, AZ

PRESTON ROBERT WEAVER

Certified Financial Planner

AUSTIN, TX | SCOTTSDALE, AZ

BRYAN DAVID STOBB

Certified Financial Planner

SWISHER, IA | SCOTTSDALE, AZ

Grant Monroe Giardino

Certified Financial Planner

SCOTTSDALE, AZ | ST. LOUIS, MO

n/a

Justin Alexander Kowalski

Certified Financial Planner

SCOTTSDALE, AZ | Trenton, MI

Santiago Miguel Rosas

n/a

SCOTTSDALE, AZ

n/a

SHAUNDRA YVETTE PATTERSON

n/a

Humble, TX | SCOTTSDALE, AZ

Nicholas Joseph West

Certified Financial Planner

SCOTTSDALE, AZ | Abingdon, MD

Bryce Anthony Thompson

Certified Financial Planner

SCOTTSDALE, AZ | Knightdale, NC

n/a

JOSHUA SETH RUSS

Certified Financial Planner

SCOTTSDALE, AZ | Pink Hill, NC

Garrett Maurice Hittner

n/a

Oregon City, OR | SCOTTSDALE, AZ

Alexander M Kalemba

n/a

SCOTTSDALE, AZ

Steven Michael Cosentini

n/a

SCOTTSDALE, AZ | Ocean Springs, MS

Jack Michael Rizzi

Certified Financial Planner

SCOTTSDALE, AZ | WESTCHESTER, IL

Austyn Stephen Brinkerhoff

n/a

SCOTTSDALE, AZ | CIRCLEVILLE, UT

Chase Gerald

Certified Financial Planner

DALLAS, TX | SCOTTSDALE, AZ

n/a

Griffin Reed Hester

n/a

LEXINGTON, KY | SCOTTSDALE, AZ

JACKSON DAVID LARIMER

n/a

PEA RIDGE, AR | SCOTTSDALE, AZ

n/a

MAXWELL STEPHEN SCHALM

n/a

SCOTTSDALE, AZ | PITTSBURGH, PA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CRAWFORD, JUSTIN, EMERSON

CHIEF OPERATING OFFICER

yes

07/2022

Mar 30, 2023

Oct 10, 2024

DEW HOLDINGS, INC.

Member

yes

11/2022

Nov 18, 2022

Oct 10, 2024

DEW, JAMES, PATRICK

Director

yes

11/2022

Feb 16, 2012

Oct 10, 2024

DEW, JAMES, PATRICK

CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER

yes

07/1999

Feb 16, 2012

Oct 10, 2024

DEW, MIMI, MICHELLE

Director

yes

11/2022

Mar 27, 2020

Oct 10, 2024

DEW, MIMI, MICHELLE

President

yes

01/2017

Mar 27, 2020

Oct 10, 2024

Keffeler, Bryce, Thomas

MANAGING PARTNER

yes

11/2022

Mar 9, 2021

Oct 10, 2024

Keffeler, Bryce, Thomas

Director

yes

11/2022

Mar 9, 2021

Oct 10, 2024

NAVA, ALEX, EDWARD

Director

yes

11/2022

Nov 18, 2022

Oct 10, 2024

O'DELL, JUDITH, HEIM

Trustee

yes

11/2022

Nov 18, 2022

Oct 10, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 5, 2026

$465M

$201M

n/a

2024

Apr 30, 2025

$362M

$156M

n/a

2023

Feb 28, 2024

$294M

$109M

n/a

2022

Mar 30, 2023

$251M

$38.8M

n/a

2021

Mar 4, 2022

$242M

$28.4M

n/a

2020

Mar 9, 2021

$178M

$8.2M

n/a

2019

Mar 27, 2020

$161M

$6.2M

n/a

2018

Mar 28, 2019

$138M

$5.6M

n/a

2017

Mar 27, 2018

$155M

$5.9M

n/a

2016

Mar 23, 2017

$135M

$5.3M

n/a

2011

Feb 16, 2012

$56.1M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

20.8%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$465M

$362M

28.4%

$251M

22.9%