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Advisor at WISDOM WEALTH STRATEGIES
GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WISDOM WEALTH STRATEGIES | Independent wealth | Apr 8, 2014 | n/a | yes | GREENWOOD VILLAGE, CO | Current employment |
| CADARET GRANT & CO INC | Former SEC adviser | Jan 29, 2010 | Dec 31, 2015 | no | SYRACUSE, NY|DENVER, CO | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Mar 22, 2006 | Feb 8, 2010 | no | DENVER, CO|DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CADARET GRANT & CO INC | WISDOM WEALTH STRATEGIES | Dec 31, 2015 | Apr 8, 2014 | -632 | Firm change after gap | Other |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | CADARET GRANT & CO INC | Feb 8, 2010 | Jan 29, 2010 | -10 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10641:170230:CO:2015-12-31 | Dec 31, 2015 | Apr 8, 2014 | DENVER, CO | Firm change after gap |