RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• L••• B•••••••••
- W••••• W••••• S••••••••• independent RIA currentsince Apr 8, 2014 · Greenwood Village, Co
- C•••••• G•••• • C• I•• formerJan 29, 2010 to Dec 31, 2015 · Syracuse, Ny
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerMar 22, 2006 to Feb 8, 2010 · Denver, Co
- C•••••• G•••• • C• I•• to W••••• W••••• S•••••••••left Dec 31, 2015, registered Apr 8, 2014 (-632 days) · Other · moved with a team
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to C•••••• G•••• • C• I••left Feb 8, 2010, registered Jan 29, 2010 (-10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address