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Advisor at I• F•••••••• A••••••• S••••••• L••

CHARLOTTE, NC | Mokena, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6a719af2-2e5c-3504-a6ba-e6d9586394a0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 18, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I• F•••••••• A••••••• S••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 28, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I• F•••••••• A••••••• S••••••• L••	Independent wealth	Dec 10, 2019	n/a	yes	CHARLOTTE, NC\|Mokena, IL	Current employment
C••••••• F•••••••• D••••••• I•••	Bd affiliated wealth	Sep 8, 2016	Dec 19, 2019	no	Mokena, IL\|KOKOMO, IN\|Mokena, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• F•••••••• D••••••• I•••	I• F•••••••• A••••••• S••••••• L••	Dec 19, 2019	Dec 10, 2019	-9	Firm change	Ibd to RIA
T•••••••••	C••••••• F•••••••• D••••••• I•••	Sep 6, 2016	Sep 8, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
109032:305772:IL:2019-12-19	Dec 19, 2019	Dec 10, 2019	MOKENA, IL	Firm change

Relationships

Registered with (4)

→ I• F•••••••• A••••••• S••••••• L••Registered adviserregistration: current employment
Dec 10, 2019 to presentfactForm ADV
→ C••••••• F•••••••• D••••••• I•••Registered adviserregistration: previous registration
Sep 8, 2016 to Dec 19, 2019factForm ADV
→ T•••••••••Registered adviserregistration: previous registration
Dec 2, 2013 to Sep 6, 2016factForm ADV
→ W•••••• • R•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a719af2-2e5c-3504-a6ba-e6d9586394a0
First observed: Jan 18, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.