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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

CHRISTINA SUE HAKE

Advisor at SMITH MOORE & CO.

JEFFERSON CITY, MO

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Search this name across graphsid dfx:ria:6a831ce3-c579-ef90-a826-9c778e1a7e3a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SMITH MOORE & CO.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 9, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 9, 2001
First registration: Apr 2, 2001
Dual registered: yes, broker-dealer
Other names: CHRISTINA SUE VAUGNIAUX|CHRISTINA SUE LAUDERDALE|CHRISTINA SUE VUAGNIAUX|CHRISTINA SUE CAPELLUPO|CHRISTINA S HAKE|CHRISTINA S HAKE|CHRISTINA HAKE|CHRISTI HAKE
IAPD individual key: 2386157

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SMITH MOORE & CO.	Bd affiliated wealth	Dec 21, 2018	n/a	yes	JEFFERSON CITY, MO	Current employment
SAXONY CAPITAL MANAGEMENT, LLC	Independent wealth	Jun 5, 2015	Dec 31, 2018	no	ST LOUIS, MO\|SAINT LOUIS, MO	Previous registration
ALEXANDER LABRUNERIE & CO., INC.	Independent wealth	Feb 19, 2015	Jul 27, 2015	no	COLUMBIA, MO	Previous registration
WADDELL & REED	Former SEC adviser	Jan 17, 2012	Feb 23, 2015	no	COLUMBIA, MO\|SPRINGFIELD, MO	Previous registration
EDWARD JONES	National bd RIA	Jul 27, 2007	Jan 18, 2012	no	Chesterfield, MO	Previous registration
DETALUS ADVISORS, LLC	Mixed wealth	Mar 1, 2006	Jul 17, 2007	no	ST. LOUIS, MO	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 16, 2004	Mar 3, 2006	no	CLAYTON, MO	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Apr 2, 2001	Jan 16, 2004	no	ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAXONY CAPITAL MANAGEMENT, LLC	SMITH MOORE & CO.	Dec 31, 2018	Dec 21, 2018	-10	Firm change	RIA to RIA
ALEXANDER LABRUNERIE & CO., INC.	SAXONY CAPITAL MANAGEMENT, LLC	Jul 27, 2015	Jun 5, 2015	-52	Firm change after gap	Other
WADDELL & REED	ALEXANDER LABRUNERIE & CO., INC.	Feb 23, 2015	Feb 19, 2015	-4	Firm change	Other
EDWARD JONES	WADDELL & REED	Jan 18, 2012	Jan 17, 2012	-1	Firm change	Other
DETALUS ADVISORS, LLC	EDWARD JONES	Jul 17, 2007	Jul 27, 2007	10	Firm change	Other
LPL FINANCIAL LLC	DETALUS ADVISORS, LLC	Mar 3, 2006	Mar 1, 2006	-2	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	LPL FINANCIAL LLC	Jan 16, 2004	Jun 16, 2004	152	Firm change	Other

Relationships

Registered with (8)

→ SMITH MOORE & CO.Registered adviserregistration: current employment
Dec 21, 2018 to presentfactForm ADV
→ SAXONY CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 5, 2015 to Dec 31, 2018factForm ADV
→ ALEXANDER LABRUNERIE & CO., INC.Registered adviserregistration: previous registration
Feb 19, 2015 to Jul 27, 2015factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jan 17, 2012 to Feb 23, 2015factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jul 27, 2007 to Jan 18, 2012factForm ADV
→ DETALUS ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 1, 2006 to Jul 17, 2007factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 16, 2004 to Mar 3, 2006factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Apr 2, 2001 to Jan 16, 2004factForm ADV

Dated events

No dated event names this entity yet.