DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christina Sue Hake
Feed of 09/14/2026
Also filed as Christina Sue Vaugniaux
At current firm
7 y
since Dec 21, 2018
In the industry
25 y
since Mar 9, 2001 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Smith Moore & Co. BD affiliated currentsince Dec 21, 2018 · Jefferson City, Mo
- Saxony Capital Management, LLC independent RIAJun 5, 2015 to Dec 31, 2018 · St Louis, Mo
- Alexander Labrunerie & Co., Inc. independent RIAFeb 19, 2015 to Jul 27, 2015 · Columbia, Mo
- Waddell & Reed formerJan 17, 2012 to Feb 23, 2015 · Columbia, Mo
- Edward Jones national BDJul 27, 2007 to Jan 18, 2012 · Chesterfield, Mo
- Detalus Advisors, LLC mixed wealthMar 1, 2006 to Jul 17, 2007 · St. Louis, Mo
- LPL Financial LLC BD affiliatedJun 16, 2004 to Mar 3, 2006 · Clayton, Mo
- Citigroup Global Markets Inc. BD affiliatedApr 2, 2001 to Jan 16, 2004 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Saxony Capital Management, LLC to Smith Moore & Co.left Dec 31, 2018, registered Dec 21, 2018 (-10 days) · RIA to RIA
- Alexander Labrunerie & Co., Inc. to Saxony Capital Management, LLCleft Jul 27, 2015, registered Jun 5, 2015 (-52 days) · Other
- Waddell & Reed to Alexander Labrunerie & Co., Inc.left Feb 23, 2015, registered Feb 19, 2015 (-4 days) · Other
- Edward Jones to Waddell & Reedleft Jan 18, 2012, registered Jan 17, 2012 (-1 days) · Other
- Detalus Advisors, LLC to Edward Jonesleft Jul 17, 2007, registered Jul 27, 2007 (10 days) · Other
- LPL Financial LLC to Detalus Advisors, LLCleft Mar 3, 2006, registered Mar 1, 2006 (-2 days) · Other
- Citigroup Global Markets Inc. to LPL Financial LLCleft Jan 16, 2004, registered Jun 16, 2004 (152 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address