DFX Intelligence

D••••• J•••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

D••••• J•••• M••••••

Advisor at A••••••• W••••• M••••••••• L••

WESLEY CHAPEL, FL

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Search this name across graphsid dfx:ria:6a85b519-143d-b421-20e5-27aac4d980a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 19, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• M••••••••• L••	Independent wealth	Jan 15, 2025	n/a	yes	WESLEY CHAPEL, FL	Current employment
T•••••••• L••	Former SEC adviser	Mar 27, 2018	Mar 2, 2020	no	WESLEY CHAPEL, FL\|SARASOTA, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••••• L••	A••••••• W••••• M••••••••• L••	Mar 2, 2020	Jan 15, 2025	1,780	Firm change after gap	RIA to RIA
G••••• F•••••••• P•••••• C••••••• I•••	T•••••••• L••	Mar 29, 2018	Mar 27, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
292482:298137:FL:2020-03-02	Mar 2, 2020	Jan 15, 2025	SARASOTA, FL	Firm change after gap
132070:292482:FL:2018-03-08	Mar 29, 2018	Mar 27, 2018	SARASOTA, FL	Firm change
172966:132070:FL:2015-05-11	May 11, 2015	Sep 14, 2015	WEST CHAPPEL, FL	Firm change

Relationships

Registered with (4)

→ A••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 15, 2025 to presentfactForm ADV
→ T•••••••• L••Registered adviserregistration: previous registration
Mar 27, 2018 to Mar 2, 2020factForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••Registered adviserregistration: previous registration
Sep 14, 2015 to Mar 29, 2018factForm ADV
→ A••••••• W••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a85b519-143d-b421-20e5-27aac4d980a6
First observed: Mar 19, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.