DFX Intelligence

N••••• T•••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

N••••• T•••• B•••••••

Advisor at P•••• C•••••• F••••••••

OVERLAND PARK, KS | Salisbury, NC

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Search this name across graphsid dfx:ria:6a862601-f99c-ea93-77b1-6d5b4edf304c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 13, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••• C•••••• F••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Apr 20, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••• C•••••• F••••••••	Mixed wealth	Mar 16, 2026	n/a	yes	Salisbury, NC\|OVERLAND PARK, KS	Current employment
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Independent wealth	Nov 6, 2019	Mar 18, 2026	no	CHINA GROVE, NC\|SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	P•••• C•••••• F••••••••	Mar 18, 2026	Mar 16, 2026	-2	Firm change	RIA to RIA
C•••••••• I••••••••• R••••••• A•••••••• I•••	U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Nov 6, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:20804:NC:2019-11-06	Nov 6, 2019	Nov 6, 2019	SALISBURG, NC	Firm change

Relationships

Registered with (5)

→ P•••• C•••••• F••••••••Registered adviserregistration: current employment
Mar 16, 2026 to presentfactForm ADV
→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: previous registration
Nov 6, 2019 to Mar 18, 2026factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 3, 2015 to Nov 6, 2019factForm ADV
→ S••

Dated events

Occurred
Mar 18, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a862601-f99c-ea93-77b1-6d5b4edf304c
First observed: Mar 13, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.