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Advisor at J.P. MORGAN SECURITIES LLC
SAN FRANCISCO, CA | ORINDA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 20, 2017 | n/a | yes | SAN FRANCISCO, CA|ORINDA, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Oct 27, 2017 | no | MINNEAPOLIS, MN|WALNUT CREEK, CA|CHARLOTTE, NC|MINNEAPOLIS, MN | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | May 19, 2010 | Jan 3, 2011 | no | WALNUT CREEK, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | May 11, 2010 | no | SAN FRANCISCO, CA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Mar 30, 2009 | Oct 23, 2009 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | J.P. MORGAN SECURITIES LLC | Oct 27, 2017 | Oct 20, 2017 | -7 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO INVESTMENTS, LLC | May 11, 2010 | May 19, 2010 | 8 | Firm change | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |