DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at FOCUS PARTNERS WEALTH, LLC
Nashville, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOCUS PARTNERS WEALTH, LLC | Independent wealth | May 1, 2024 | n/a | yes | Nashville, TN | Current employment |
| INTEROCEAN CAPITAL | Former SEC adviser | Oct 2, 2023 | Jul 30, 2024 | no | NASHVILLE, TN | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Feb 1, 2011 | Oct 9, 2023 | no | BRENTWOOD, TN | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jan 8, 2004 | Feb 3, 2011 | no | BRENTWOOD, TN|NASHVILLE, TN|BRENTWOOD, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INTEROCEAN CAPITAL | FOCUS PARTNERS WEALTH, LLC | Jul 30, 2024 | May 1, 2024 | -90 | Firm change after gap | RIA to RIA |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | INTEROCEAN CAPITAL | Oct 9, 2023 | Oct 2, 2023 | -7 | Firm change | Ibd to RIA |
| MML INVESTORS SERVICES, LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Feb 3, 2011 | Feb 1, 2011 | -2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 310369:159289:TN:2024-07-30 | Jul 30, 2024 | May 1, 2024 | NASHVILLE, TN | Firm change after gap |