DFX Intelligence

T••••• G••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)35 years in industry

T••••• G••••• S•••••

Advisor at A•••••• R••••••• C••••••

••• Locked

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Search this name across graphsid dfx:ria:6a8e35aa-c1d8-268f-8b64-2142daa4254f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 28, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• R••••••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 27, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• R••••••• C••••••	Independent wealth	Dec 13, 2012	n/a	yes	DALLAS, TX\|Dallas, TX\|Fleming, CO	Current employment
S••••••• A•• A•••••••••	n/a	Jan 25, 2012	Dec 11, 2012	no	FLOWER MOUND, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• A•• A•••••••••	A•••••• R••••••• C••••••	Dec 11, 2012	Dec 13, 2012	2	Firm change	Other
V•••• F•••••••• A•••••••• I•••	S••••••• A•• A•••••••••	Jul 26, 2004	Jan 25, 2012

Relationships

Registered with (3)

→ A•••••• R••••••• C••••••Registered adviserregistration: current employment
Dec 13, 2012 to presentfactForm ADV
→ S••••••• A•• A•••••••••Registered adviserregistration: previous registration
Jan 25, 2012 to Dec 11, 2012factForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 28, 2002 to Jul 26, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a8e35aa-c1d8-268f-8b64-2142daa4254f
First observed: May 28, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.