RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• G••••• S•••••
- A•••••• R••••••• C•••••• independent RIA currentsince Dec 13, 2012 · Dallas, Tx
- S••••••• A•• A••••••••• unclassifiedJan 25, 2012 to Dec 11, 2012 · Flower Mound, Tx
- V•••• F•••••••• A•••••••• I••• BD affiliatedMay 28, 2002 to Jul 26, 2004 · Addison, Tx
- S••••••• A•• A••••••••• to A•••••• R••••••• C••••••left Dec 11, 2012, registered Dec 13, 2012 (2 days) · Other
- V•••• F•••••••• A•••••••• I••• to S••••••• A•• A•••••••••left Jul 26, 2004, registered Jan 25, 2012 (2739 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address