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CRD 151514
SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| I•• T••••• F••••• | n/a | SAN FRANCISCO, CA | 11 | 24 | 1 | no |
| M•••••• A•• P••••• | Certified Financial Planner | SAN FRANCISCO, CA | 6 | 22 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| F••••••• G••••• F•••• F••• L••• | Hedge Fund | $4.8M | Mar 28, 2019 | 8 | Mar 14, 2018 | dropped | 021-147649 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| F•••••• I••• T••••• | MANAGING DIRECTOR | Na | yes | 01/2014 | Mar 14, 2018 | Mar 28, 2024 |
| G••••••• C••••••• S••••••• | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | B | yes | 12/2012 | Mar 14, 2018 | Mar 28, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| WALNUT C•••• | CA | United States | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 3 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $742M | $630M | 17.6% | $424M | 20.5% | 14 | 12 | 1 | 1 |
| no |
| L••••• M••••••• M•••• | n/a | SAN FRANCISCO, CA | 6 | 26 | 3 | no |
| H•••• W• M•••• | Certified Financial Planner|Chartered Financial Analyst | SAN FRANCISCO, CA | 4 | 30 | n/a | no |
| M••••• A••• H••••• | Certified Financial Planner | SAN FRANCISCO, CA | 2 | 11 | 1 | no |
| S•••• L•••• B•••••• | Certified Financial Planner | SAN FRANCISCO, CA | 1 | 19 | 8 | no |
| J••••••• E••• L•••••• | Chartered Financial Analyst | SAN FRANCISCO, CA | 1 | 28 | 1 | no |
| C•••••• S••••••• G•••••• | Chartered Financial Analyst | SAN FRANCISCO, CA | 0 | 31 | 2 | no |
| L••••••• S•••••• H••• | n/a | SAN FRANCISCO, CA | 0 | 10 | n/a | no |
| MANAGING DIRECTOR |
| E |
| yes |
| 12/2012 |
| Mar 14, 2018 |
| Mar 28, 2024 |
| $742M |
| $742M |
| 14 |
| 10 |
| 1 |
| n/a |
| n/a |
| 2024 | Mar 25, 2025 | $630M | $630M | 12 | 8 | 1 | n/a | n/a |
| 2023 | Mar 28, 2024 | $547M | $547M | 11 | 7 | 1 | n/a | n/a |
| 2022 | Mar 30, 2023 | $424M | $424M | 12 | 7 | 1 | n/a | n/a |
| 2021 | Mar 30, 2022 | $493M | $493M | 11 | 6 | 1 | n/a | n/a |
| 2020 | Mar 30, 2021 | $466M | $466M | 6 | 5 | 1 | n/a | n/a |
| 2019 | Mar 30, 2020 | $294M | $294M | 6 | 5 | 1 | n/a | n/a |
| 2018 | Mar 28, 2019 | $125M | $125M | 5 | 4 | 0 | 1 | $4.8M |