DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
M•••••• C•••• C•••••• P•••••••• I•••
Latest filing Mar 30, 2026
First filing on the tape Mar 14, 2018 · 15 filings
SEC status approved since Apr 16, 2018
RAUM
$742M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$702M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$82.4M
derived; firm RAUM over IAPD count
Employees
14
10 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$742M as of Mar 30, 2026
Mar 28, 2019$125M then
HNW client RAUM$661M as of Mar 30, 2026
Mar 28, 2019$79.1M then
State-registered IARs (5.B.3)8 as of Mar 30, 2026
Mar 28, 20194 then
Employees (5.A)14 as of Mar 30, 2026
Mar 28, 20195 then
Private funds: 1
RAUM +18% over the last fiscal year+20% a year over threeIARs 7 to 8
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $82.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 55derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $523,758derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 4.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.2%derived
- Compensation
- percentage of assets, hourly, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$661M89%
- Individuals$40.4M5.4%
- Other investment advisers$13.0M1.8%
- Pension and profit-sharing plans$8.5M1.1%
- Corporations and businesses$5.4M0.7%
- State and municipal entities$5.4M0.7%
- Charitable organizations$5.1M0.7%
- Pooled investment vehicles$2.7M0.4%
- Individual clients
- 175reported
- HNW clients
- 324reported
- Pension plan clients
- 6reported
- Charitable clients
- 7reported
- Accounts
- 1,416reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourly, performancereported
- Class basis
- private_client_share=0.95 fund_share=0.02 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| I•• T••••• F••••• | San Francisco, Ca | Nov 26, 2014 | 24 y | 1 |
| M•••••• A•• P•••••Certified Financial Planner | San Francisco, Ca | Jan 28, 2020 | 22 y | 2 |
| L••••• M••••••• M•••• | San Francisco, Ca | Mar 6, 2020 | 26 y | 3 |
| H•••• W• M••••Certified Financial Planner, Chartered Financial Analyst | San Francisco, Ca | Nov 11, 2021 | 30 y | 0 |
| M••••• A••• H•••••Certified Financial Planner | San Francisco, Ca | Jun 12, 2024 | 11 y | 1 |
| S•••• L•••• B••••••Certified Financial Planner | San Francisco, Ca | May 14, 2025 | 19 y | 8 |
| J••••••• E••• L••••••Chartered Financial Analyst | San Francisco, Ca | Jun 24, 2025 | 28 y | 1 |
| C•••••• S••••••• G••••••Chartered Financial Analyst | San Francisco, Ca | Jan 2, 2026 | 31 y | 2 |
| L••••••• S•••••• H••• | San Francisco, Ca | Jan 13, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- S••••• S••••• C••••••••• to E•••••••• A•••••••• L••Dec 2, 2015 · RIA to affiliated broker-dealer or bank
- R•••••• O•••• Y•••••• to I•••••• C•••••• R••••••• • M••••••••• I••Jan 18, 2011 · Other
Joined, latest
- J••••••• E••• L•••••• from L•••••• P•••••• W••••• M••••••••• L••Jun 24, 2025 · Other
- S•••• L•••• B•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••May 14, 2025 · Wirehouse to independent RIA
- M••••• A••• H••••• from B••••• E•••••• W••••Jun 12, 2024 · RIA to RIA
- L••••• M••••••• M•••• from M••••• S••••••Mar 6, 2020 · Wirehouse to independent RIA
- M•••••• A•• P••••• from S•• L••• A•••••••• L••Jan 28, 2020 · Other
- I•• T••••• F••••• from F••••••• C••••••• L••Nov 26, 2014 · Other
- S••••• S••••• C••••••••• from F••••• I•••••••••Nov 26, 2014 · Other
- C•••••• S••••••• G•••••• from I•••••• C•••••• R••••••• • M••••••••• I••Jan 19, 2010 · Other
- R•••••• O•••• Y•••••• from I•••••• C•••••• R••••••• • M••••••••• I••Jan 19, 2010 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F••••••• G••••• F•••• F••• L•••no longer reported | Hedge Fund | $4.8M | 8 | Mar 14, 2018 |
Owners and control persons
Schedule A and B, latest filing
- F•••••• I••• T••••• · Managing Directorcontrolsince 01/2014 · owns less than 5%
- G••••••• C••••••• S••••••• · Managing Director & Chief Compliance Officercontrolsince 12/2012 · owns 10% to 25%
- M••••• H••••• W• · Managing Directorcontrolsince 12/2012 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Francisco, Ca · principal | 9 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Walnut C••••, CA2 employees
What changed
consecutive filings, newest first
- Accounts · 1,343 to 1,416Mar 25, 2025 to Mar 30, 2026
- Advisory employees · 8 to 10Mar 25, 2025 to Mar 30, 2026
- Charity clients · 10 to 7Mar 25, 2025 to Mar 30, 2026
- Corporate clients · unset to 5.0Mar 25, 2025 to Mar 30, 2026
- HNW clients · 316 to 324Mar 25, 2025 to Mar 30, 2026
- Individual clients · 163 to 175Mar 25, 2025 to Mar 30, 2026
- Pension plan clients · unset to 6.0Mar 25, 2025 to Mar 30, 2026
- Employees · 12 to 14Mar 25, 2025 to Mar 30, 2026
- State-registered IARs · 7 to 8Mar 25, 2025 to Mar 30, 2026
- Discretionary RAUM · $630M to $742MMar 25, 2025 to Mar 30, 2026
- HNW RAUM · $562M to $661MMar 25, 2025 to Mar 30, 2026
- Individual RAUM · $33.5M to $40.4MMar 25, 2025 to Mar 30, 2026
- Pension RAUM · $6.1M to $8.5MMar 25, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $4.5M to $2.7MMar 25, 2025 to Mar 30, 2026
- RAUM · $630M to $742MMar 25, 2025 to Mar 30, 2026
- Accounts · 1,242 to 1,343Mar 28, 2024 to Mar 25, 2025
- Advisory employees · 7 to 8Mar 28, 2024 to Mar 25, 2025
- Charity clients · 5 to 10Mar 28, 2024 to Mar 25, 2025
- HNW clients · 256 to 316Mar 28, 2024 to Mar 25, 2025
- Individual clients · 134 to 163Mar 28, 2024 to Mar 25, 2025
- Pooled vehicle clients · 3 to 2Mar 28, 2024 to Mar 25, 2025
- Employees · 11 to 12Mar 28, 2024 to Mar 25, 2025
- Financial planning clients · 11-25 to 26-50Mar 28, 2024 to Mar 25, 2025
- State-registered IARs · 6 to 7Mar 28, 2024 to Mar 25, 2025
- Discretionary RAUM · $547M to $630MMar 28, 2024 to Mar 25, 2025
- HNW RAUM · $484M to $562MMar 28, 2024 to Mar 25, 2025
- Individual RAUM · $29.6M to $33.5MMar 28, 2024 to Mar 25, 2025
- Pension RAUM · $5.1M to $6.1MMar 28, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $5.1M to $4.5MMar 28, 2024 to Mar 25, 2025
- RAUM · $547M to $630MMar 28, 2024 to Mar 25, 2025
- Accounts · 1,117 to 1,242Nov 22, 2023 to Mar 28, 2024
- Charity clients · unset to 5.0Nov 22, 2023 to Mar 28, 2024
- HNW clients · 245 to 256Nov 22, 2023 to Mar 28, 2024
- Individual clients · 91 to 134Nov 22, 2023 to Mar 28, 2024
- Pension plan clients · 5.0 to unsetNov 22, 2023 to Mar 28, 2024
- Discretionary RAUM · $424M to $547MNov 22, 2023 to Mar 28, 2024
- HNW RAUM · $378M to $484MNov 22, 2023 to Mar 28, 2024
- Individual RAUM · $15.5M to $29.6MNov 22, 2023 to Mar 28, 2024
- Pension RAUM · $4.6M to $5.1MNov 22, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $7.8M to $5.1MNov 22, 2023 to Mar 28, 2024
Signals
5 dated events
- M•••••• C•••• C•••••• P•••••••• I••• reported RAUM $547.0M, up 29% from $424.2M (2023-11-22 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Stewart Lawrence Hing (Chief Compliance Officer) no longer on Schedule A of M•••••• C•••• C•••••• P•••••••• I••• (listed 2023-03-30, absent 2023-11-22)Nov 22, 2023 · Control person left · inference
- Stewart Lawrence Hing (Chief Compliance Officer) appeared on Schedule A of M•••••• C•••• C•••••• P•••••••• I•••Oct 10, 2022 · Control person joined · fact
- M•••••• C•••• C•••••• P•••••••• I••• reported RAUM $466.4M, up 59% from $294.1M (2020-06-30 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- M•••••• C•••• C•••••• P•••••••• I••• filed its initial SEC registration (Form ADV)Mar 14, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@missioncreekcap.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 415-363-0400reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/mission-creek-capital-partners-increportedpublic record, Form ADV, Sep 18, 2026
- Website
- missioncreekcap.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-363-0400reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- missioncreekcap.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- missioncreekcap.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $82.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026