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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

WELLS CAPITAL MANAGEMENT SINGAPORE

WELLS FARGO BANK, N.A., CRD 165024

N/A

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6aa08f24-8d79-c07d-5616-69e68c8ba8ac

Data as of Oct 14, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 10
On other graphs: 1
Observed: Jul 27, 2012 to Oct 14, 2021
42 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Wells Capital Management Singapore

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $16BItem 5.F on the latest filing (2021-10-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $16B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3
SEC number: 801-76987
CRD: 165024
Filings on the tape: 42
First filed: Jul 27, 2012
Latest filed: Oct 14, 2021
Organised: Other (specify), California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARANKO, FRANCIS, JON	DIRECTOR, PRESIDENT, CHIEF INVESTMENT OFFICER - GLOBAL FUNDAMENTAL INVESTMENTS	Na	yes	10/2020	Jul 27, 2012	Oct 14, 2021
FOY, SIOBHAN, CONNOLLY	DIRECTOR, SENIOR VICE PRESIDENT	Na	yes	02/2020	Dec 16, 2014	Oct 14, 2021
MAVICO, DANIEL, JAMES	CHIEF COMPLIANCE OFFICER	Na	yes	03/2019	Mar 29, 2019	Oct 14, 2021
SQUIRE, SALLIE, CLEMENTS	DIRECTOR, CHIEF ADMINISTRATIVE OFFICER	Na	yes	01/1999	Mar 30, 2020	Oct 14, 2021
WELLS FARGO & CO	Shareholder	E	yes	09/1998	Jul 27, 2012	Oct 14, 2021
WFC HOLDINGS LLC	DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A	E	yes	11/1998	Mar 29, 2019	Oct 14, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WELLS CAPITAL MANAGEMENT, LLC	n/a	Asset manager	$476B	N	yes	n/a
WELLS FARGO FUNDS MANAGEMENT, LLC	n/a	Asset manager	$325B	N	yes	n/a
WELLS FARGO ASSET MANAGEMENT (INTERNATIONAL) LIMITED	n/a	Asset manager	$31B	N	yes	n/a
WELLS FARGO BANK NATIONAL ASSOCIATION	n/a	n/a	n/a	Y	no	n/a
WELLS FARGO FUNDS DISTRIBUTOR, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 31, 2021	$16B	$16B	3	2	0	n/a	n/a
2019	Mar 30, 2020	$14B	$14B	3	2	0	n/a	n/a
2018	Mar 29, 2019	$10B	$10B	2	2	0	n/a	n/a
2017	Mar 30, 2018	$8.9B	$8.9B	3	3	0	n/a	n/a
2016	Mar 31, 2017	$7.2B	$7.2B	3	3	n/a	n/a	n/a
2015	Mar 29, 2016	$59B	$59B	3	3	n/a	n/a	n/a
2014	Mar 30, 2015	$322M	$322M	2	2	n/a	n/a	n/a
2013	Mar 31, 2014	$640M	$640M	2	2	n/a	n/a	n/a
2012	Apr 1, 2013	$476M	$476M	2	2	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$16B	$14B	16.9%	$8.9B	21.9%	3	3	0	0

Relationships

Affiliated with (4)

→ ALLSPRING GLOBAL INVESTMENTS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ ALLSPRING FUNDS MANAGEMENT, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ ALLSPRING GLOBAL INVESTMENTS (UK) LIMITEDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← WELLS FARGO ASSET MANAGEMENT INTERNATIONAL, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (6)

← BARANKO, FRANCIS, JONOwnerDIRECTOR, PRESIDENT, CHIEF INVESTMENT OFFICER - GLOBAL FUNDAMENTAL INVESTMENTS, ownership code NA, individual
Jul 27, 2012 to presentfactForm ADV
← SQUIRE, SALLIE, CLEMENTSOwnerDIRECTOR, CHIEF ADMINISTRATIVE OFFICER, ownership code NA, individual
Mar 30, 2020 to presentfactForm ADV
← MAVICO, DANIEL, JAMESOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2019 to presentfactForm ADV
← FOY, SIOBHAN, CONNOLLYOwnerDIRECTOR, SENIOR VICE PRESIDENT, ownership code NA, individual
Dec 16, 2014 to presentfactForm ADV
← WELLS FARGO & COOwnerSHAREHOLDER, ownership code E, domestic entity
Jul 27, 2012 to presentfactForm ADV
← WFC HOLDINGS LLCOwnerDIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A, ownership code E, domestic entity
Mar 29, 2019 to presentfactForm ADV

Dated events

Occurred
Jan 20, 2021
Control person left
Douglas Kirk Hartman (Director,President, Chief Investment Officer) no longer on Schedule A of Wells Capital Management Singapore (listed 2020-07-28, absent 2021-01-20)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Regulatory AUM changed
Wells Capital Management Singapore reported RAUM $13.8B, up 37% from $10.1B (2019-12-06 to 2020-03-30)
Form ADVobserved 4 days ago
$3.7B
Occurred
Mar 30, 2020
Control person left
Lee Karen Norton (Chief Operations Officer) no longer on Schedule A of Wells Capital Management Singapore (listed 2019-12-06, absent 2020-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person joined
Douglas Kirk Hartman (Director,President, Chief Investment Officer) appeared on Schedule A of Wells Capital Management Singapore
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person joined
Clements Sallie Squire (Director,Evp, Chief Administrative Officer) appeared on Schedule A of Wells Capital Management Singapore
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person joined
Connolly Siobhan Foy (Director) appeared on Schedule A of Wells Capital Management Singapore
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Control person joined
James Daniel Mavico (Chief Compliance Officer) appeared on Schedule A of Wells Capital Management Singapore
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Control person left
Connolly Siobhan Foy (Chief Compliance Officer) no longer on Schedule A of Wells Capital Management Singapore (listed 2019-01-31, absent 2019-03-29)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2018
Regulatory AUM changed
Wells Capital Management Singapore reported RAUM $8.9B, up 46% from $6.1B (2017-04-21 to 2018-03-30)
Form ADVobserved 4 days ago
$2.8B
Occurred
Jul 27, 2012
First Form ADV filing
Wells Capital Management Singapore filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6aa08f24-8d79-c07d-5616-69e68c8ba8ac
First observed: Jul 27, 2012
Last observed: Oct 14, 2021 60 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WELLS CAPITAL MANAGEMENT SINGAPORE

WELLS FARGO BANK, N.A., CRD 165024

N/A

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6aa08f24-8d79-c07d-5616-69e68c8ba8ac

Data as of Oct 14, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:50 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARANKO, FRANCIS, JON

DIRECTOR, PRESIDENT, CHIEF INVESTMENT OFFICER - GLOBAL FUNDAMENTAL INVESTMENTS

yes

10/2020

Jul 27, 2012

Oct 14, 2021

FOY, SIOBHAN, CONNOLLY

DIRECTOR, SENIOR VICE PRESIDENT

yes

02/2020

Dec 16, 2014

Oct 14, 2021

MAVICO, DANIEL, JAMES

CHIEF COMPLIANCE OFFICER

yes

03/2019

Mar 29, 2019

Oct 14, 2021

SQUIRE, SALLIE, CLEMENTS

DIRECTOR, CHIEF ADMINISTRATIVE OFFICER

yes

01/1999

Mar 30, 2020

Oct 14, 2021

WELLS FARGO & CO

Shareholder

yes

09/1998

Jul 27, 2012

Oct 14, 2021

WFC HOLDINGS LLC

DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A

yes

11/1998

Mar 29, 2019

Oct 14, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WELLS CAPITAL MANAGEMENT, LLC

n/a

Asset manager

$476B

yes

n/a

WELLS FARGO FUNDS MANAGEMENT, LLC

n/a

Asset manager

$325B

yes

n/a

WELLS FARGO ASSET MANAGEMENT (INTERNATIONAL) LIMITED

n/a

Asset manager

$31B

yes

n/a

WELLS FARGO BANK NATIONAL ASSOCIATION

n/a

WELLS FARGO FUNDS DISTRIBUTOR, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 31, 2021

$16B

n/a

2019

Mar 30, 2020

$14B

n/a

2018

Mar 29, 2019

$10B

n/a

2017

Mar 30, 2018

$8.9B

n/a

2016

Mar 31, 2017

$7.2B

n/a

2015

Mar 29, 2016

$59B

n/a

2014

Mar 30, 2015

$322M

n/a

2013

Mar 31, 2014

$640M

n/a

2012

Apr 1, 2013

$476M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$16B

$14B

16.9%

$8.9B

21.9%