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RIA / WealthAdvisor29 years in industry

TEDDY JAMES THERIOT

Advisor at BELLE RIVER CAPITAL MANAGEMENT LLC

PRAIRIEVILLE, LA

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Search this name across graphsid dfx:ria:6aa23344-5504-6e96-8e03-dfc91de1e2d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 25, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BELLE RIVER CAPITAL MANAGEMENT LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 9, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Jul 9, 1997
First registration: Oct 25, 2001
Dual registered: no
Other names: TED THERIOT
IAPD individual key: 2903857

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BELLE RIVER CAPITAL MANAGEMENT LLC	State registered	Mar 8, 2023	n/a	yes	PRAIRIEVILLE, LA	Current employment
THERIOT WALSTON INC.	n/a	Feb 26, 2013	Jul 11, 2023	no	LOS ANGELES, CA	Previous registration
MARKS THERIOT WALSTON & COMPANY, INC.	Former SEC adviser	Oct 29, 2012	Jul 29, 2013	no	LOS ANGELES, CA	Previous registration
DWS INVESTMENT MANAGEMENT AMERICAS, INC.	Other adviser	Jul 9, 2003	Nov 29, 2007	no	BOSTON, MA	Previous registration
DEUTSCHE BANK SECURITIES INC.	No RAUM reported	Oct 25, 2001	Nov 21, 2007	no	LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THERIOT WALSTON INC.	BELLE RIVER CAPITAL MANAGEMENT LLC	Jul 11, 2023	Mar 8, 2023	-125	Firm change after gap	Other
MARKS THERIOT WALSTON & COMPANY, INC.	THERIOT WALSTON INC.	Jul 29, 2013	Feb 26, 2013	-153	Firm change after gap	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC.	MARKS THERIOT WALSTON & COMPANY, INC.	Nov 29, 2007	Oct 29, 2012	1,796	Firm change after gap	Other
DEUTSCHE BANK SECURITIES INC.	DWS INVESTMENT MANAGEMENT AMERICAS, INC.	Nov 21, 2007	Jul 9, 2003	-1,596	Firm change after gap	Other

Relationships

Registered with (5)

→ BELLE RIVER CAPITAL MANAGEMENT LLCRegistered adviserregistration: current employment
Mar 8, 2023 to presentfactForm ADV
→ THERIOT WALSTON INC.Registered adviserregistration: previous registration
Feb 26, 2013 to Jul 11, 2023factForm ADV
→ MARKS THERIOT WALSTON & COMPANY, INC.Registered adviserregistration: previous registration
Oct 29, 2012 to Jul 29, 2013factForm ADV
→ DWS INVESTMENT MANAGEMENT AMERICAS, INC.Registered adviserregistration: previous registration
Jul 9, 2003 to Nov 29, 2007factForm ADV
→ DEUTSCHE BANK SECURITIES INC.Registered adviserregistration: previous registration
Oct 25, 2001 to Nov 21, 2007factForm ADV

Dated events

Occurred
Jul 11, 2023
Advisor changed firm
Teddy James Theriot left Theriot Walston Inc. for Belle River Capital Management Llc (registered 2023-03-08)
Form ADVobserved 6 days ago