DFX Intelligence

Data Factory

RIA / WealthRegistered adviserother adviserSEC registeredRAUM over $100B

DWS INVESTMENT MANAGEMENT AMERICAS, INC.

CRD 104518

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2a3bac70-409a-8dff-bfe7-70b2c7022102

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 92
Dated events: 9
On other graphs: 3
Observed: Nov 21, 2011 to Sep 17, 2026
136 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

DWS Investment Management Americas, Inc.

Private equity manager · shared crd

Private Creditidentity

DWS INVESTMENT MANAGEMENT AMERICAS, INC.

Private credit manager · shared crd

Real Estate Fundsidentity

DWS Investment Management Americas, Inc.

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.42 institutional_share=0.49 related_bd=true related_bank=true bd_reps=114.0 bank_owner=true
Regulatory AUM: $200BItem 5.F on the latest filing (2026-09-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $196B
Private client RAUM: $91.9MderivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 452
Advisory employees: 91
Offices: 5Schedule D 1.F, beyond the principal office
Accounts: 550
Individual clients: 0
High net worth clients: 7
SEC number: 801-252
CIK: 1179124
CRD: 104518
Filings on the tape: 136
First filed: Nov 21, 2011
Latest filed: Sep 17, 2026
Organised: Corporation, DE
Website: dws.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CAYMAN REAL ASSETS FUND, LTD	Other Private Fund	$477M	Nov 29, 2024	1	Jul 19, 2016	reported	n/a
PM MANAGER FUND, SPC. - SEGREGATED PORTFOLIO XX	Hedge Fund	$377M	Mar 30, 2012	25	Mar 30, 2012	dropped	021-135997
CAYMAN COMMODITY FUND II, LTD.	Other Private Fund	$244M	Nov 29, 2024	1	Apr 22, 2013	reported	021-8888
DEUTSCHE CLIMATE CHANGE FIXED INCOME QP TRUST	Hedge Fund	$116M	Feb 7, 2013	2	Mar 30, 2012	dropped	021-156434
FLAGSHIP CLO VI	Securitized Asset Fund	$115M	Jan 30, 2019	5	Jul 30, 2012	dropped	n/a
DWS GLOBAL COMMODITIES QP TRUST	Hedge Fund	$86.5M	Jun 1, 2016	14	Mar 30, 2012	dropped	021-98603
Charleston	Securitized Asset Fund	$81.5M	Jan 30, 2019	7	Jul 30, 2012	dropped	n/a
DB MASDAR CLEAN TECH FUND, L.P.	Private Equity Fund	$36.3M	Mar 31, 2015	9	Mar 30, 2012	dropped	021-999999
DEUTSCHE LONG DURATION GOVERNMENT/CREDIT QP TRUST	Other Private Fund	$14.3M	Feb 7, 2013	2	Mar 30, 2012	dropped	021-156433
DEUTSCHE ULTRA CORE FIXED INCOME QP TRUST	Hedge Fund	$13.0M	Jan 7, 2014	2	Mar 30, 2012	dropped	021-156436
DB REAL ESTATE GLOBAL OPPORTUNITIES IB, L.P.	Real Estate Fund	$7.4M	Nov 29, 2024	169	Jul 30, 2012	reported	021-61872
CAYMAN GLOBAL INFLATION PLUS FUND, LTD.	Hedge Fund	$2.3M	Feb 12, 2018	1	Apr 22, 2013	dropped	021-8888
CAYMAN PRECIOUS METALS FUND, INC.	Hedge Fund	$1.3M	Feb 12, 2018	1	Apr 22, 2013	dropped	021-8888
CAYMAN GLOBAL MACRO FUND LLC	Other Private Fund	$1.0M	Nov 29, 2024	1	Jul 27, 2023	reported	n/a
FLAGSHIP VII LIMITED	Securitized Asset Fund	$250,000	Mar 7, 2024	5	Mar 31, 2014	reported	n/a
FLAGSHIP CLO VIII, LTD.	Securitized Asset Fund	$140,000	Nov 29, 2024	16	Mar 31, 2015	reported	n/a
FLAGSHIP CLO V	Securitized Asset Fund	$56,600	Dec 6, 2019	5	Mar 30, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BIANCO, DAVID, S	DIRECTOR, CHAIRMAN, CHIEF EXECUTIVE OFFICER AND PRESIDENT	Na	yes	05/2018	Jul 6, 2018	Nov 29, 2024
CATRAMBONE, GEORGE, L	Director	Na	yes	05/2023	May 22, 2023	Nov 29, 2024
DB BETEILIGUNGS-HOLDING GMBH	Shareholder	E	yes	04/2018	Apr 12, 2018	Nov 29, 2024
DEUTSCHE BANK AG	Shareholder	E	yes	04/2018	Nov 21, 2011	Nov 29, 2024
DWS GROUP GMBH & CO. KGAA	Shareholder	E	yes	04/2018	Apr 12, 2018	Nov 29, 2024
DWS USA CORPORATION	Shareholder	E	yes	08/2017	May 11, 2018	Nov 29, 2024
GOVEIA, MICHELLE, SHARON	CHIEF COMPLIANCE OFFICER	Na	yes	08/2017	Aug 21, 2017	Nov 29, 2024
MILLETTE, JOHN, BRIAN	CHIEF LEGAL OFFICER	Na	yes	05/2015	Jun 10, 2015	Nov 29, 2024
SCULAC, SANDY	CHIEF OPERATING OFFICER	Na	yes	01/2021	Jan 28, 2021	Nov 29, 2024
TANZIL, NANCY, LEE	CHIEF FINANCIAL OFFICER AND TREASURER	Na	yes	04/2013	Apr 22, 2013	Nov 29, 2024
UZCAN, HEPSEN	Director	Na	yes	07/2023	Jul 27, 2023	Nov 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 47

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DWS INTERNATIONAL GMBH	n/a	Asset manager	$229B	N	yes	n/a
RREEF AMERICA L.L.C.	n/a	Asset manager	$34B	N	yes	n/a
DBX ADVISORS LLC	n/a	Asset manager	$29B	N	yes	n/a
DWS ALTERNATIVES GLOBAL LIMITED	n/a	Asset manager	$25B	N	yes	n/a
DWS INVESTMENTS HONG KONG LIMITED	n/a	Asset manager	$5.1B	N	yes	n/a
DWS INVESTMENTS AUSTRALIA LIMITED	n/a	Other adviser	$1.9B	N	yes	n/a
DBRE GLOBAL REAL ESTATE MANAGEMENT IB, LTD	n/a	n/a	n/a	Y	yes	n/a
DEUTSCHE BANK (CAYMAN) LIMITED	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK (CHINA) CO., LTD., SHANGHAI BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK (MALAYSIA) BERHAD	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK A.S.	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG	n/a	n/a	n/a	Y	no	n/a
DEUTSCHE BANK AG BANGKOK BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG HUNGARY BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG JAKARTA BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG TAIPE BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG, AMSTERDAM BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG, AMSTERDAM BRANCH (BELGIUM)	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG, AMSTERDAM BRANCH (FRANCE)	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG, AMSTERDAM BRANCH (PORTUGAL)	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG, COLOMBO BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG, FRANKFURT	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG, HO CHI MINH CITY BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG, HONG KONG BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG, KARACHI BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG, LONDON BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG, MANILA BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG, MUMBAI BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG, NEW YORK BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG, SEOUL BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG, SINGAPORE BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AKTIENGESELLSCHAFT FILIALE PRAG, ORGANIZACNI SLO?KA	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK ALTERNATIVE FUND SERVICES	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK POLSKA S.A.	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK S.A. BANCO ALEM?O	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK S.A.E.	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK S.P.A. MILAN	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK SECURITIES INC.	n/a	No RAUM reported	n/a	N	yes	n/a
DEUTSCHE BANK TRUST COMPANY, N.A.	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE SECURITIES AND SERVICES, DUBAI	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Boston	Ma	United States	28	no
Chicago	IL	United States	19	no
Jacksonville	FL	United States	10	no
SAN FRANCISCO	CA	United States	6	no
COSTA MESA	CA	United States	4	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 21, 2026	$200B	$196B	452	91	5	4	n/a
2024	Apr 30, 2025	$193B	$187B	479	92	5	4	n/a
2023	Mar 28, 2024	$173B	$172B	487	206	5	5	$729M
2022	Mar 31, 2023	$165B	$164B	506	204	5	5	$1.2B
2021	Mar 30, 2022	$207B	$207B	442	207	5	5	$997M
2020	Mar 29, 2021	$201B	$200B	440	198	5	5	$729M
2019	Mar 30, 2020	$188B	$187B	447	202	5	5	$956M
2018	Mar 29, 2019	$179B	$178B	511	206	5	6	$1.3B
2017	Mar 29, 2018	$197B	$197B	365	178	3	8	$1.7B
2016	Mar 31, 2017	$173B	$172B	342	130	n/a	10	$1.6B
2015	Mar 30, 2016	$191B	$190B	221	144	n/a	10	$1.8B
2014	Mar 31, 2015	$214B	$212B	221	144	n/a	11	$1.9B
2013	Mar 31, 2014	$205B	$203B	221	144	n/a	10	$2.2B
2012	Mar 28, 2013	$232B	$232B	221	144	n/a	7	$1.7B
2011	Mar 30, 2012	$241B	$230B	n/a	n/a	n/a	7	$1.1B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$200B	$193B	3.4%	$165B	6.6%	452	479	5	5

Relationships

showing 80 of 92

Affiliated with (18)

← DEUTSCHE BANK SECURITIES INC.Registered adviserother investment adviser, bank, common control
factForm ADV
← RREEF AMERICA L.L.C.Registered adviserother investment adviser, bank, common control
factForm ADV
← DWS ALTERNATIVES GLOBAL LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
→ DWS INTERNATIONAL GMBHRegistered adviserother investment adviser, bank, common control
factForm ADV
→ DWS INVESTMENTS AUSTRALIA LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ RREEF AMERICA L.L.C.Registered adviserother investment adviser, bank, common control
factForm ADV
→ DWS ALTERNATIVES GLOBAL LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
→ DWS INVESTMENTS HONG KONG LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
→ DBX ADVISORS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ DEUTSCHE BANK SECURITIES INC.Registered adviserother investment adviser, broker-dealer, trust company, common control
factForm ADV
← DWS INVESTMENTS HONG KONG LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
← DWS INTERNATIONAL GMBHRegistered adviserother investment adviser, bank, common control
factForm ADV
← DWS INVESTMENTS AUSTRALIA LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
← DBX ADVISORS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← DBX STRATEGIC ADVISORS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← DB INVESTMENT MANAGERS, INCRegistered adviserother investment adviser, bank, common control
factForm ADV
← DEUTSCHE ASSET MANAGEMENT (JAPAN) LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
← DEUTSCHE ASSET MANAGEMENT (UK) LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV

Advises (17)

→ DB REAL ESTATE GLOBAL OPPORTUNITIES IB, L.P.Private fundReal Estate Fund, IA
Jul 30, 2012 to presentfactForm ADV
→ CAYMAN GLOBAL MACRO FUND LLCPrivate fundOther Private Fund, IA
Jul 27, 2023 to presentfactForm ADV
→ CAYMAN REAL ASSETS FUND, LTDPrivate fundOther Private Fund, IA
Jul 19, 2016 to presentfactForm ADV
→ CAYMAN COMMODITY FUND II, LTD.Private fundOther Private Fund, IA
Apr 22, 2013 to presentfactForm ADV
→ FLAGSHIP CLO VIII, LTD.Private fundSecuritized Asset Fund, IA
Mar 31, 2015 to presentfactForm ADV
→ FLAGSHIP VII LIMITEDPrivate fundSecuritized Asset Fund, IA
Mar 31, 2014 to presentfactForm ADV
→ FLAGSHIP CLO VPrivate fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Dec 6, 2019factForm ADV
→ FLAGSHIP CLO VIPrivate fundSecuritized Asset Fund, IA, no longer reported
Jul 30, 2012 to Jan 30, 2019factForm ADV
→ CHARLESTONPrivate fundSecuritized Asset Fund, IA, no longer reported
Jul 30, 2012 to Jan 30, 2019factForm ADV
→ CAYMAN PRECIOUS METALS FUND, INC.Private fundHedge Fund, IA, no longer reported
Apr 22, 2013 to Feb 12, 2018factForm ADV
→ CAYMAN GLOBAL INFLATION PLUS FUND, LTD.Private fundHedge Fund, IA, no longer reported
Apr 22, 2013 to Feb 12, 2018factForm ADV
→ DWS GLOBAL COMMODITIES QP TRUSTPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jun 1, 2016factForm ADV
→ DB MASDAR CLEAN TECH FUND, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Mar 31, 2015factForm ADV
→ DEUTSCHE ULTRA CORE FIXED INCOME QP TRUSTPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jan 7, 2014factForm ADV
→ DEUTSCHE CLIMATE CHANGE FIXED INCOME QP TRUSTPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Feb 7, 2013factForm ADV
→ DEUTSCHE LONG DURATION GOVERNMENT/CREDIT QP TRUSTPrivate fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Feb 7, 2013factForm ADV
→ PM MANAGER FUND, SPC. - SEGREGATED PORTFOLIO XXPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Mar 30, 2012factForm ADV

Controls (11)

← TANZIL, NANCY, LEEOwnerCHIEF FINANCIAL OFFICER AND TREASURER, ownership code NA, individual
Apr 22, 2013 to Nov 29, 2024factForm ADV
← BIANCO, DAVID, SOwnerDIRECTOR, CHAIRMAN, CHIEF EXECUTIVE OFFICER AND PRESIDENT, ownership code NA, individual
Jul 6, 2018 to Nov 29, 2024factForm ADV
← GOVEIA, MICHELLE, SHARONOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 21, 2017 to Nov 29, 2024factForm ADV
← SCULAC, SANDYOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Jan 28, 2021 to Nov 29, 2024factForm ADV
← CATRAMBONE, GEORGE, LOwnerDIRECTOR, ownership code NA, individual
May 22, 2023 to Nov 29, 2024factForm ADV
← MILLETTE, JOHN, BRIANOwnerCHIEF LEGAL OFFICER, ownership code NA, individual
Jun 10, 2015 to Nov 29, 2024factForm ADV
← UZCAN, HEPSENOwnerDIRECTOR, ownership code NA, individual
Jul 27, 2023 to Nov 29, 2024factForm ADV
← DB BETEILIGUNGS-HOLDING GMBHOwnerSHAREHOLDER, ownership code E, foreign entity
Apr 12, 2018 to Nov 29, 2024factForm ADV
← DEUTSCHE BANK AGOwnerSHAREHOLDER, ownership code E, foreign entity
Nov 21, 2011 to Nov 29, 2024factForm ADV
← DWS GROUP GMBH & CO. KGAAOwnerSHAREHOLDER, ownership code E, foreign entity
Apr 12, 2018 to Nov 29, 2024factForm ADV
← DWS USA CORPORATIONOwnerSHAREHOLDER, ownership code E, domestic entity
May 11, 2018 to Nov 29, 2024factForm ADV

Registered with (34)

← STEPHEN BENNETT NIELANDERAdvisorregistration: previous registration
Jul 20, 2001 to May 25, 2012factForm ADV
← KURT ALLEN BEALAdvisorregistration: previous registration
Jul 17, 2003 to Oct 19, 2011factForm ADV
← GERALD LAWRENCE LARRAdvisorregistration: previous registration
Feb 13, 2001 to Aug 18, 2010factForm ADV
← DAVID GERALD TAYLORAdvisorregistration: previous registration
May 20, 2003 to Dec 22, 2009factForm ADV
← Chad William AgnewAdvisorregistration: previous registration
Apr 28, 2003 to Dec 17, 2009factForm ADV
← PAUL RAYMOND DOWDAdvisorregistration: previous registration
Jul 8, 2003 to Apr 4, 2008factForm ADV
← TERRENCE PATRICK CUNNINGHAMAdvisorregistration: previous registration
Nov 20, 2003 to Feb 5, 2008factForm ADV
← TEDDY JAMES THERIOTAdvisorregistration: previous registration
Jul 9, 2003 to Nov 29, 2007factForm ADV
← Gregory M LaurenceAdvisorregistration: previous registration
Jan 30, 2003 to Dec 7, 2005factForm ADV
← JAMES PATRICK KEANEAdvisorregistration: previous registration
Mar 24, 2003 to Sep 23, 2005factForm ADV
← STEVEN SCOTT WILLIAMSAdvisorregistration: previous registration
Jun 19, 2001 to Aug 12, 2005factForm ADV
← PAUL DAVID KASISCHKEAdvisorregistration: previous registration
Mar 14, 2003 to Jun 17, 2005factForm ADV
← MARK JAMES DENNISAdvisorregistration: previous registration
Jul 17, 2003 to Jun 15, 2005factForm ADV
← DARREN ANTHONY BRICHAdvisorregistration: previous registration
Jul 22, 2003 to Apr 7, 2005factForm ADV
← PAUL JOSEPH BENZIGERAdvisorregistration: previous registration
Jun 7, 1989 to Mar 2, 2005factForm ADV
← CHARLES COLEMAN KINGAdvisorregistration: previous registration
Feb 13, 2001 to Feb 4, 2005factForm ADV
← RONALD TIMOTHY BATESAdvisorregistration: previous registration
Sep 22, 1998 to Feb 4, 2005factForm ADV
← DOUGLAS CARL NARDIAdvisorregistration: previous registration
Sep 27, 2000 to Feb 4, 2005factForm ADV
← MICHAEL OLIN CLARKAdvisorregistration: previous registration
Feb 2, 1996 to Feb 4, 2005factForm ADV
← ELIZABETH BAIRD WALTONAdvisorregistration: previous registration
Aug 14, 1991 to Feb 4, 2005factForm ADV
← BRYAN ALAN BRUMUNDAdvisorregistration: previous registration
Jun 4, 2003 to Dec 9, 2004factForm ADV
← JOHN EDWARD HELDMANAdvisorregistration: previous registration
Aug 9, 1999 to Dec 7, 2004factForm ADV
← JEFFREY MARSHALL SMITHAdvisorregistration: previous registration
Mar 15, 2001 to Dec 1, 2004factForm ADV
← STEVEN SCOTT MCGAVRANAdvisorregistration: previous registration
May 26, 2003 to Aug 19, 2004factForm ADV
← Samuel Dexter PerryAdvisorregistration: previous registration
Sep 23, 1993 to Aug 13, 2004factForm ADV
← DEBORAH WATSON MOSESAdvisorregistration: previous registration
Feb 13, 2001 to Jul 22, 2004factForm ADV
← DOUGLAS HUME MILLERAdvisorregistration: previous registration
Mar 17, 2003 to Jul 16, 2004factForm ADV
← Matthew E GriffinAdvisorregistration: previous registration
Nov 22, 2002 to Jun 24, 2004factForm ADV
← DEREK HANS SCHICHTAdvisorregistration: previous registration
Mar 3, 2003 to May 18, 2004factForm ADV
← TIMOTHY ERIC MEEKAdvisorregistration: previous registration
Mar 28, 2003 to May 11, 2004factForm ADV
and 4 more

Dated events

Occurred
Jul 27, 2023
Control person left
Pierce Cynthia Nestle (Director) no longer on Schedule A of Dws Investment Management Americas, Inc. (listed 2023-06-20, absent 2023-07-27)
Form ADVobserved 4 days ago
Occurred
Jul 27, 2023
Control person joined
Hepsen Uzcan (Director) appeared on Schedule A of Dws Investment Management Americas, Inc.
Form ADVobserved 4 days ago
Occurred
May 22, 2023
Control person joined
L George Catrambone (Director) appeared on Schedule A of Dws Investment Management Americas, Inc.
Form ADVobserved 4 days ago
Occurred
May 22, 2023
Control person left
Mitchell Gregory Staples (Director) no longer on Schedule A of Dws Investment Management Americas, Inc. (listed 2023-04-18, absent 2023-05-22)
Form ADVobserved 4 days ago
Occurred
Jan 28, 2021
Control person left
Freddi Klassen (Chief Operating Officer) no longer on Schedule A of Dws Investment Management Americas, Inc. (listed 2020-12-08, absent 2021-01-28)
Form ADVobserved 4 days ago
Occurred
Jan 28, 2021
Control person left
Antony Luke Oliver (Director) no longer on Schedule A of Dws Investment Management Americas, Inc. (listed 2020-12-08, absent 2021-01-28)
Form ADVobserved 4 days ago
Occurred
Jan 28, 2021
Control person joined
Sandy Sculac (Chief Operating Officer) appeared on Schedule A of Dws Investment Management Americas, Inc.
Form ADVobserved 4 days ago
Occurred
Aug 27, 2019
Control person joined
Antony Luke Oliver (Director) appeared on Schedule A of Dws Investment Management Americas, Inc.
Form ADVobserved 4 days ago
Occurred
Jun 28, 2019
Control person left
Teresa Fiona Bassett (Director) no longer on Schedule A of Dws Investment Management Americas, Inc. (listed 2019-03-29, absent 2019-06-28)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a3bac70-409a-8dff-bfe7-70b2c7022102
First observed: Nov 21, 2011
Last observed: Sep 17, 2026 2 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DWS INVESTMENT MANAGEMENT AMERICAS, INC.

CRD 104518

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2a3bac70-409a-8dff-bfe7-70b2c7022102

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:51 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CAYMAN REAL ASSETS FUND, LTD

Other Private Fund

$477M

Nov 29, 2024

Jul 19, 2016

reported

n/a

PM MANAGER FUND, SPC. - SEGREGATED PORTFOLIO XX

Hedge Fund

$377M

Mar 30, 2012

dropped

021-135997

CAYMAN COMMODITY FUND II, LTD.

Other Private Fund

$244M

Nov 29, 2024

Apr 22, 2013

reported

021-8888

DEUTSCHE CLIMATE CHANGE FIXED INCOME QP TRUST

Hedge Fund

$116M

Feb 7, 2013

Mar 30, 2012

dropped

021-156434

FLAGSHIP CLO VI

Securitized Asset Fund

$115M

Jan 30, 2019

Jul 30, 2012

dropped

n/a

DWS GLOBAL COMMODITIES QP TRUST

Hedge Fund

$86.5M

Jun 1, 2016

Mar 30, 2012

dropped

021-98603

Charleston

Securitized Asset Fund

$81.5M

Jan 30, 2019

Jul 30, 2012

dropped

n/a

DB MASDAR CLEAN TECH FUND, L.P.

Private Equity Fund

$36.3M

Mar 31, 2015

Mar 30, 2012

dropped

021-999999

DEUTSCHE LONG DURATION GOVERNMENT/CREDIT QP TRUST

Other Private Fund

$14.3M

Feb 7, 2013

Mar 30, 2012

dropped

021-156433

DEUTSCHE ULTRA CORE FIXED INCOME QP TRUST

Hedge Fund

$13.0M

Jan 7, 2014

Mar 30, 2012

dropped

021-156436

DB REAL ESTATE GLOBAL OPPORTUNITIES IB, L.P.

Real Estate Fund

$7.4M

Nov 29, 2024

169

Jul 30, 2012

reported

021-61872

CAYMAN GLOBAL INFLATION PLUS FUND, LTD.

Hedge Fund

$2.3M

Feb 12, 2018

Apr 22, 2013

dropped

021-8888

CAYMAN PRECIOUS METALS FUND, INC.

Hedge Fund

$1.3M

Feb 12, 2018

Apr 22, 2013

dropped

021-8888

CAYMAN GLOBAL MACRO FUND LLC

Other Private Fund

$1.0M

Nov 29, 2024

Jul 27, 2023

reported

n/a

FLAGSHIP VII LIMITED

Securitized Asset Fund

$250,000

Mar 7, 2024

Mar 31, 2014

reported

n/a

FLAGSHIP CLO VIII, LTD.

Securitized Asset Fund

$140,000

Nov 29, 2024

Mar 31, 2015

reported

n/a

FLAGSHIP CLO V

Securitized Asset Fund

$56,600

Dec 6, 2019

Mar 30, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BIANCO, DAVID, S

DIRECTOR, CHAIRMAN, CHIEF EXECUTIVE OFFICER AND PRESIDENT

yes

05/2018

Jul 6, 2018

Nov 29, 2024

CATRAMBONE, GEORGE, L

Director

yes

05/2023

May 22, 2023

Nov 29, 2024

DB BETEILIGUNGS-HOLDING GMBH

Shareholder

yes

04/2018

Apr 12, 2018

Nov 29, 2024

DEUTSCHE BANK AG

Shareholder

yes

04/2018

Nov 21, 2011

Nov 29, 2024

DWS GROUP GMBH & CO. KGAA

Shareholder

yes

04/2018

Apr 12, 2018

Nov 29, 2024

DWS USA CORPORATION

Shareholder

yes

08/2017

May 11, 2018

Nov 29, 2024

GOVEIA, MICHELLE, SHARON

CHIEF COMPLIANCE OFFICER

yes

08/2017

Aug 21, 2017

Nov 29, 2024

MILLETTE, JOHN, BRIAN

CHIEF LEGAL OFFICER

yes

05/2015

Jun 10, 2015

Nov 29, 2024

SCULAC, SANDY

CHIEF OPERATING OFFICER

yes

01/2021

Jan 28, 2021

Nov 29, 2024

TANZIL, NANCY, LEE

CHIEF FINANCIAL OFFICER AND TREASURER

yes

04/2013

Apr 22, 2013

Nov 29, 2024

UZCAN, HEPSEN

Director

yes

07/2023

Jul 27, 2023

Nov 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DWS INTERNATIONAL GMBH

n/a

Asset manager

$229B

yes

n/a

RREEF AMERICA L.L.C.

n/a

Asset manager

$34B

yes

n/a

DBX ADVISORS LLC

n/a

Asset manager

$29B

yes

n/a

DWS ALTERNATIVES GLOBAL LIMITED

n/a

Asset manager

$25B

yes

n/a

DWS INVESTMENTS HONG KONG LIMITED

n/a

Asset manager

$5.1B

yes

n/a

DWS INVESTMENTS AUSTRALIA LIMITED

n/a

Other adviser

$1.9B

yes

n/a

DBRE GLOBAL REAL ESTATE MANAGEMENT IB, LTD

n/a

yes

n/a

DEUTSCHE BANK (CAYMAN) LIMITED

n/a

yes

n/a

DEUTSCHE BANK (CHINA) CO., LTD., SHANGHAI BRANCH

n/a

yes

n/a

DEUTSCHE BANK (MALAYSIA) BERHAD

n/a

yes

n/a

DEUTSCHE BANK A.S.

n/a

yes

n/a

DEUTSCHE BANK AG

n/a

DEUTSCHE BANK AG BANGKOK BRANCH

n/a

yes

n/a

DEUTSCHE BANK AG HUNGARY BRANCH

n/a

yes

n/a

DEUTSCHE BANK AG JAKARTA BRANCH

n/a

yes

n/a

DEUTSCHE BANK AG TAIPE BRANCH

n/a

yes

n/a

DEUTSCHE BANK AG, AMSTERDAM BRANCH

n/a

yes

n/a

DEUTSCHE BANK AG, AMSTERDAM BRANCH (BELGIUM)

n/a

yes

n/a

DEUTSCHE BANK AG, AMSTERDAM BRANCH (FRANCE)

n/a

yes

n/a

DEUTSCHE BANK AG, AMSTERDAM BRANCH (PORTUGAL)

n/a

yes

n/a

DEUTSCHE BANK AG, COLOMBO BRANCH

n/a

yes

n/a

DEUTSCHE BANK AG, FRANKFURT

n/a

yes

n/a

DEUTSCHE BANK AG, HO CHI MINH CITY BRANCH

n/a

yes

n/a

DEUTSCHE BANK AG, HONG KONG BRANCH

n/a

yes

n/a

DEUTSCHE BANK AG, KARACHI BRANCH

n/a

yes

n/a

DEUTSCHE BANK AG, LONDON BRANCH

n/a

yes

n/a

DEUTSCHE BANK AG, MANILA BRANCH

n/a

yes

n/a

DEUTSCHE BANK AG, MUMBAI BRANCH

n/a

yes

n/a

DEUTSCHE BANK AG, NEW YORK BRANCH

n/a

yes

n/a

DEUTSCHE BANK AG, SEOUL BRANCH

n/a

yes

n/a

DEUTSCHE BANK AG, SINGAPORE BRANCH

n/a

yes

n/a

DEUTSCHE BANK AKTIENGESELLSCHAFT FILIALE PRAG, ORGANIZACNI SLO?KA

n/a

yes

n/a

DEUTSCHE BANK ALTERNATIVE FUND SERVICES

n/a

yes

n/a

DEUTSCHE BANK POLSKA S.A.

n/a

yes

n/a

DEUTSCHE BANK S.A. BANCO ALEM?O

n/a

yes

n/a

DEUTSCHE BANK S.A.E.

n/a

yes

n/a

DEUTSCHE BANK S.P.A. MILAN

n/a

yes

n/a

DEUTSCHE BANK SECURITIES INC.

n/a

No RAUM reported

n/a

yes

n/a

DEUTSCHE BANK TRUST COMPANY, N.A.

n/a

yes

n/a

DEUTSCHE SECURITIES AND SERVICES, DUBAI

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Boston

United States

Chicago

United States

Jacksonville

United States

SAN FRANCISCO

United States

COSTA MESA

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 21, 2026

$200B

$196B

452

n/a

2024

Apr 30, 2025

$193B

$187B

479

n/a

2023

Mar 28, 2024

$173B

$172B

487

206

$729M

2022

Mar 31, 2023

$165B

$164B

506

204

$1.2B

2021

Mar 30, 2022

$207B

442

207

$997M

2020

Mar 29, 2021

$201B

$200B

440

198

$729M

2019

Mar 30, 2020

$188B

$187B

447

202

$956M

2018

Mar 29, 2019

$179B

$178B

511

206

$1.3B

2017

Mar 29, 2018

$197B

365

178

$1.7B

2016

Mar 31, 2017

$173B

$172B

342

130

n/a

$1.6B

2015

Mar 30, 2016

$191B

$190B

221

144

n/a

$1.8B

2014

Mar 31, 2015

$214B

$212B

221

144

n/a

$1.9B

2013

Mar 31, 2014

$205B

$203B

221

144

n/a

$2.2B

2012

Mar 28, 2013

$232B

221

144

n/a

$1.7B

2011

Mar 30, 2012

$241B

$230B

n/a

$1.1B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$200B

$193B

3.4%

$165B

6.6%

452

479