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CRD 327785
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| I•••• R•••••• | n/a | NEW YORK, NY | 1 | 10 | 7 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| M••••• C•••••• G••••• I••• | Member | E | yes | 08/2023 | Aug 14, 2023 | Feb 15, 2024 |
| R•••••• C•••••• G••••• L•• | Shareholder | E | yes | 08/2023 | Feb 15, 2024 | Feb 15, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 25, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $32.1M | $0 | n/a | n/a | n/a | 6 | 6 | 0 | 0 |
| Member |
| E |
| yes |
| 10/2023 |
| Oct 19, 2023 |
| Feb 15, 2024 |
| R••••••• I•••• | Cco | Na | yes | 10/2023 | Oct 19, 2023 | Feb 15, 2024 |
| $32.1M |
| $32.1M |
| 6 |
| 3 |
| 0 |
| n/a |
| n/a |
| 2024 | Apr 28, 2025 | $0 | $0 | 6 | 3 | 0 | n/a | n/a |