DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••• C•••••• M••••••••• L••
Latest filing Jul 14, 2026
First filing on the tape Aug 14, 2023 · 12 filings
SEC status approved since Aug 8, 2025
RAUM
$32.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$32.1M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$32.1M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$32.1M as of Jul 14, 2026
Mar 5, 2025$0 then
HNW client RAUM$32.1M as of Jul 14, 2026
Aug 1, 2025$0 then
State-registered IARs (5.B.3)1 as of Jul 14, 2026
Mar 5, 20253 then
Employees (5.A)6 as of Jul 14, 2026
Mar 5, 20256 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 3 to 1
Practice profile
derived from the filing of Jul 14, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $32.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 6.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- -67%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$32.1M100%
- Individual clients
- n/areported
- HNW clients
- 10reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 30reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| I•••• R•••••• | New York, Ny | Aug 11, 2025 | 10 y | 7 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- V••••• D•••• R•••••• to A•••••• C•••••• L••Dec 31, 2023 · Other
Joined, latest
- I•••• R•••••• from J••• M••••• P•••••• W••••• A••••••• L••Feb 20, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- V••••• D•••• R•••••• from L••••• P••• L••Sep 18, 2023 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R••••••• I•••• · Ccocontrolsince 10/2023 · owns less than 5%
- R••••••• I•••• · Membercontrolsince 10/2023 · owns 75% or more of R•••••• C•••••• G••••• L••
Entity owners
- M••••• C•••••• G••••• I••• · Memberdirect · owns 75% or more
- R•••••• C•••••• G••••• L•• · Shareholderindirect · owns 75% or more of M••••• C•••••• G••••• I•••
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 1 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 12 to 30Dec 11, 2025 to Apr 25, 2026
- Accounts · 0 to 12Nov 21, 2025 to Dec 11, 2025
- HNW clients · unset to 10.0Nov 21, 2025 to Dec 11, 2025
- HQ city · LOS ANGELES to NEW YORKNov 21, 2025 to Dec 11, 2025
- HQ state · CA to NYNov 21, 2025 to Dec 11, 2025
- Discretionary RAUM · $0 to $32.1MNov 21, 2025 to Dec 11, 2025
- HNW RAUM · $0 to $32.1MNov 21, 2025 to Dec 11, 2025
- RAUM · $0 to $32.1MNov 21, 2025 to Dec 11, 2025
- Financial planning clients · 0 to 0Aug 1, 2025 to Nov 21, 2025
- Insurance-licensed employees · 3 to 1Apr 28, 2025 to Aug 1, 2025
- State-registered IARs · 3 to 1Apr 28, 2025 to Aug 1, 2025
- HNW RAUM · unset to 0.0Apr 28, 2025 to Aug 1, 2025
- Individual RAUM · unset to 0.0Apr 28, 2025 to Aug 1, 2025
- Pension RAUM · unset to 0.0Apr 28, 2025 to Aug 1, 2025
- Pooled vehicle RAUM · unset to 0.0Apr 28, 2025 to Aug 1, 2025
- HQ city · BEVERLY HILLS to LOS ANGELESMar 5, 2025 to Apr 28, 2025
- HQ city · LOS ANGELES to BEVERLY HILLSFeb 15, 2024 to Mar 5, 2025
- Business name · M••••• C•••••• G•••• to M••••• C•••••• M••••••••• L••Aug 14, 2023 to Sep 13, 2023
- Financial planning clients · unset to 0Aug 14, 2023 to Sep 13, 2023
- Legal name · M••••• C•••••• G••••, INC to M••••• C•••••• M••••••••• L••Aug 14, 2023 to Sep 13, 2023
Signals
8 dated events
- M••••• C•••••• M••••••••• L•• no longer on the SEC adviser roster (last listed 2025-05-02)Jun 2, 2025 · Left the SEC roster · derived
- L•••••• M•••• (Member) no longer on Schedule A of M••••• C•••••• M••••••••• L•• (listed 2023-10-19, absent 2024-02-15)Feb 15, 2024 · Control person left · inference
- David Victor Russell (Manager, Chief Executive Officer, Chief Compliance Officer) no longer on Schedule A of M••••• C•••••• M••••••••• L•• (listed 2023-10-19, absent 2024-02-15)Feb 15, 2024 · Control person left · inference
- A•••••• M•••••• G•••••• (Shareholder) no longer on Schedule A of M••••• C•••••• M••••••••• L•• (listed 2023-10-19, absent 2024-02-15)Feb 15, 2024 · Control person left · inference
- V••••• D•••• R•••••• left M••••• C•••••• M••••••••• L•• for A•••••• C•••••• L•• (registered 2024-04-24)Dec 31, 2023 · Advisor changed firm · fact
- Phillip Joseph Arce (Chief Compliance Officer) no longer on Schedule A of M••••• C•••••• M••••••••• L•• (listed 2023-10-19, absent 2023-10-19)Oct 19, 2023 · Control person left · inference
- I•••• R•••••• (Managing Partner) appeared on Schedule A of M••••• C•••••• M••••••••• L••Oct 19, 2023 · Control person joined · fact
- M••••• C•••••• G•••• filed its initial SEC registration (Form ADV)Aug 14, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@mavrosgroup.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 424-324-2631reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- mavrosgroup.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (424) 522-2524reportedpublic record, Form ADV, Jul 14, 2026
- Contact form
- mavrosgroup.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $32.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026