DFX Intelligence

S••••• L••• E•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

S••••• L••• E•••

Advisor at C•••••• S••••• • C••• I•••

Westlake, TX | Chesterfield, MO

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Search this name across graphsid dfx:ria:6abeac61-2766-949d-d00e-ff9c36011410

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 21, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Nov 16, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Mar 2, 2021	n/a	yes	Chesterfield, MO\|Westlake, TX	Current employment
T• A••••••••• I••••••••• M••••••••• L••	Former SEC adviser	Nov 3, 2017	Mar 13, 2021	no	ST LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T• A••••••••• I••••••••• M••••••••• L••	C•••••• S••••• • C••• I•••	Mar 13, 2021	Mar 2, 2021	-11	Channel change	RIA to ibd
T• A••••••••• I•••	T• A••••••••• I••••••••• M••••••••• L••	Mar 13, 2021	Nov 3, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
169988:7870:MO:2018-06-20	Jun 20, 2018	Nov 3, 2017	SAINT LOUIS, MO	Firm change after gap

Relationships

Registered with (5)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Mar 2, 2021 to presentfactForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 3, 2017 to Mar 13, 2021factForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Nov 3, 2017 to Mar 13, 2021factForm ADV
→ S•••••••• I••••••••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6abeac61-2766-949d-d00e-ff9c36011410
First observed: Nov 21, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.