DFX Intelligence

D•••• J••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

D•••• J••• L••••

Advisor at C•••••• A•••• M••••••••• L••

CHICAGO, IL | Naples, FL

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Search this name across graphsid dfx:ria:6ac328d2-4b3e-8695-8fc3-03a3ad5d7090

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 1
Observed: Jun 8, 2009 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

D•••• J••• L••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 6, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A•••• M••••••••• L••	Independent wealth	Jun 7, 2022	n/a	yes	Naples, FL\|CHICAGO, IL	Current employment
M••••••• F••••• W•••••	Former SEC adviser	Mar 29, 2017	Jun 2, 2022	no	Naples, FL\|MINNETONKA, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• F••••• W•••••	C•••••• A•••• M••••••••• L••	Jun 2, 2022	Jun 7, 2022	5	Firm change	RIA to RIA
U••• B•••••• I••••••••• I•••	M••••••• F••••• W•••••	Oct 10, 2013	Mar 29, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
109141:288566:MN:2022-06-02	Jun 2, 2022	Jun 7, 2022	MINNETONKA, MN	Firm change

Relationships

Registered with (4)

→ C•••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jun 7, 2022 to presentfactForm ADV
→ M••••••• F••••• W•••••Registered adviserregistration: previous registration
Mar 29, 2017 to Jun 2, 2022factForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Dec 6, 2012 to Oct 10, 2013factForm ADV
→ A••••••••• L•••

Dated events

Occurred
Jun 2, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ac328d2-4b3e-8695-8fc3-03a3ad5d7090
First observed: Jun 8, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.