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M••••••• F••••• W•••••, LLC, CRD 109141
MINNETONKA, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| B•••••••• M••••• H••••• L••• | Hedge Fund | $267M | Aug 30, 2022 | 148 | Mar 21, 2019 | reported | 021-327927 |
| M••••••• M••• Q• | Other Private Fund | $54.6M | Oct 21, 2015 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C•••• J••• K•••••• | PRESIDENT, COO & TREASURER; MEMBER, CLASS B | B | yes | 01/2007 | Mar 28, 2012 | Aug 30, 2022 |
| M••••••• C••••••• J••••• | CHAIRMAN & CEO; MEMBER, CLASS B | C | yes | 06/2003 | Mar 28, 2012 | Aug 30, 2022 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| M••••••• T•••• C••••••• L•• | n/a | n/a | n/a | Y | yes | n/a |
| S•••••• M••••••••• C• | n/a | Former SEC adviser | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Naples | FL | United States | 2 | no |
| Scottsdale | Az | United States | 1 | no |
| SIOUX FALLS | Sd | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2021 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | $5.4B | $4.3B | 26.3% | $3.2B | 18.8% | 41 | 38 | 3 | 3 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| C•••••• A•••• M••••••••• L•• | 15 | Jun 2, 2022 | Jun 9, 2022 | MINNETONKA, MN | Firm absorbed | RIA to RIA | 88.2% |
| 104 |
| Mar 28, 2012 |
| dropped |
| 021-1502708 |
| M••••••• S•••••••• C•• | Other Private Fund | $25.2M | Aug 1, 2014 | 45 | Mar 28, 2012 | dropped | n/a |
| W•• L•••• C•• G••••• | Other Private Fund | $12.1M | Jan 8, 2014 | 48 | Mar 28, 2012 | dropped | n/a |
| W•• L•••• C•• V•••• | Other Private Fund | $12.0M | Jan 8, 2014 | 48 | Mar 28, 2012 | dropped | n/a |
| M••••••• M••• A• | Other Private Fund | $11.0M | Oct 21, 2015 | 68 | Mar 28, 2012 | dropped | 021-1502707 |
| W•• S•••• C•• G••••• | Other Private Fund | $3.1M | Jan 8, 2014 | 47 | Mar 28, 2012 | dropped | n/a |
| W•• S•••• C•• V•••• | Other Private Fund | $3.1M | Jan 8, 2014 | 47 | Mar 28, 2012 | dropped | n/a |
| MEMBER, CLASS A |
| B |
| yes |
| 11/2016 |
| Nov 14, 2016 |
| Aug 30, 2022 |
| R••••• P••••••• R••• | CIO; MEMBER, CLASS B | B | yes | 01/2008 | Mar 28, 2012 | Aug 30, 2022 |
| R••••••• J••••• M•••••• | MEMBER, CLASS B | B | yes | 01/2007 | Mar 28, 2012 | Aug 30, 2022 |
| H••••••••• R••••• H•••• | MEMBER, CLASS B | Na | no | 01/2020 | Jan 21, 2020 | Aug 30, 2022 |
| L•••••••• G••••••• J••••• | MEMBER, CLASS B | Na | no | 01/2022 | Mar 28, 2022 | Aug 30, 2022 |
| L••••• D••••• J••• | MEMBER, CLASS B | Na | no | 01/2022 | Mar 28, 2022 | Aug 30, 2022 |
| N••••• A•••• C•••••••• | MEMBER, CLASS B | Na | no | 01/2020 | Jan 21, 2020 | Aug 30, 2022 |
| O••••• A•••••• A••• | CCO; MEMBER, CLASS B | Na | no | 01/2020 | Jan 21, 2020 | Aug 30, 2022 |
| P••••• A••• | MEMBER, CLASS B | Na | no | 01/2022 | Mar 28, 2022 | Aug 30, 2022 |
| Q••••••• J•••• C•••••• | MEMBER, CLASS B | Na | no | 01/2020 | Jan 21, 2020 | Aug 30, 2022 |
| S••••••• P••••••• S•••••• | MEMBER, CLASS B | Na | no | 01/2022 | Mar 28, 2022 | Aug 30, 2022 |
| S•••••• J••••• P••• | MEMBER, CLASS B | Na | no | 01/2020 | Jan 21, 2020 | Aug 30, 2022 |
| S•••••• P••••••• J•••••• | MEMBER, CLASS B | Na | no | 01/2020 | Jan 21, 2020 | Aug 30, 2022 |
| $5.4B |
| $3.2B |
| 41 |
| 20 |
| 3 |
| 15 |
| $793M |
| 2020 | Mar 31, 2021 | $4.3B | $1.4B | 38 | 17 | 3 | 14 | $602M |
| 2019 | Mar 30, 2020 | $3.9B | $1.5B | 36 | 18 | 3 | 12 | $346M |
| 2018 | Mar 21, 2019 | $3.2B | $1.5B | 39 | 20 | 2 | 10 | $334M |
| 2017 | Mar 19, 2018 | $2.6B | $854M | 36 | 16 | 2 | 8 | $246M |
| 2016 | Mar 8, 2017 | $2.3B | $933M | 37 | 21 | n/a | 7 | $186M |
| 2015 | Mar 23, 2016 | $2.2B | $906M | 35 | 19 | n/a | 6 | $172M |
| 2014 | Mar 18, 2015 | $2.2B | $937M | 40 | 20 | n/a | 7 | $224M |
| 2013 | Feb 26, 2014 | $1.7B | $932M | 41 | 20 | n/a | 6 | $215M |
| 2012 | Mar 27, 2013 | $1.8B | $892M | 40 | 18 | n/a | 10 | $211M |
| 2011 | Mar 28, 2012 | $1.7B | $879M | n/a | n/a | n/a | 10 | $187M |