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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

WEALTHSPRING

WEALTHSPRING PARTNERS, LLC, CRD 322756

LONG BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6ac4c6a5-a8ba-8a44-bd63-b006bcec5c07

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Aug 15, 2022 to Sep 17, 2026
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $370MItem 5.F on the latest filing (2026-09-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $370M
Private client RAUM: $364MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $123Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 3
Offices: 5Schedule D 1.F, beyond the principal office
Accounts: 922
Individual clients: 307
High net worth clients: 102
Custody, client assets: $52.3M
SEC number: 801-126563
CIK: 1961292
CRD: 322756
Filings on the tape: 14
First filed: Aug 15, 2022
Latest filed: Sep 17, 2026
Organised: Limited Liability Company, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAY MICHAEL DOUGLAS	Certified Financial Planner\|Chartered Financial Consultant	Santa Rosa, CA \| San Luis Obispo, CA \| Chino, CA \| LONG BEACH, CA \| Long Beach, CA \| Irvine, CA \| SAN DIEGO, CA	3	26	2	yes
ASHLEY CAMILLE BOONE	Certified Financial Planner	Santa Rosa, CA \| Irvine, CA \| Chino, CA \| San Luis Obispo, CA \| LONG BEACH, CA \| Long Beach, CA	3	18	3	yes
TRACY ANN MIU	n/a	Irvine, CA \| Chino, CA \| LONG BEACH, CA \| Long Beach, CA \| San Luis Obispo, CA \| Santa Rosa, CA	3	10	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ATHANS, THEODORE, MICHAEL	PRINCIPAL, MANAGING PARTNER, CHIEF COMPLIANCE OFFICER	C	yes	08/2022	Aug 15, 2022	Oct 9, 2024
DOUGLAS, JAY, MICHAEL	PARTNER, CHIEF INVESTMENT STRATEGIST	D	yes	08/2022	Aug 15, 2022	Oct 9, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Chino	CA	United States	3	no
Irvine	CA	United States	3	no
SAN LUIS OBISPO	CA	United States	3	no
SANTA ROSA	CA	United States	3	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 27, 2026	$370M	$370M	7	4	8	n/a	n/a
2024	Mar 27, 2025	$333M	$333M	7	4	8	n/a	n/a
2023	Mar 26, 2024	$300M	$300M	8	3	4	n/a	n/a
2022	Mar 24, 2023	$264M	$264M	8	3	4	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	33.3%	0	1	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$370M	$333M	11.3%	$264M	11.9%	10	7	5	8

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
COMMONWEALTH FINANCIAL NETWORK	4	Oct 3, 2022	Sep 30, 2022	SANTA ROSA, CA	Team lift out	Ibd to new firm	0.1%

Relationships

Registered with (4)

← TRACY ANN MIUAdvisorregistration: current employment
Sep 30, 2022 to presentfactForm ADV
← JAY MICHAEL DOUGLASAdvisorregistration: current employment
Sep 29, 2022 to presentfactForm ADV
← ASHLEY CAMILLE BOONEAdvisorregistration: current employment
Sep 29, 2022 to presentfactForm ADV
← THEODORE MICHAEL ATHANSAdvisorregistration: previous registration
Sep 29, 2022 to Aug 3, 2026factForm ADV

Controls (2)

← DOUGLAS, JAY, MICHAELOwnerPARTNER, CHIEF INVESTMENT STRATEGIST, ownership code D, individual
Aug 15, 2022 to Oct 9, 2024factForm ADV
← ATHANS, THEODORE, MICHAELOwnerPRINCIPAL, MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, ownership code C, individual
Aug 15, 2022 to Oct 9, 2024factForm ADV

Moved with (1)

← COMMONWEALTH FINANCIAL NETWORKRegistered adviser4 advisors, team lift out, same day
Oct 3, 2022 to Sep 30, 2022factForm ADV

Dated events

Occurred
Aug 3, 2026
Advisor changed firm
Theodore Michael Athans left Wealthspring for Commonwealth Financial Network (registered 2026-02-03)
Form ADVobserved 4 days ago
Occurred
Oct 3, 2022
Team lift-out
4 advisors left Commonwealth Financial Network (Long Beach, CA) for Wealthspring on the same day
Form ADVobserved 4 days ago
4 advisors
Occurred
Aug 15, 2022
First Form ADV filing
Wealthspring filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ac4c6a5-a8ba-8a44-bd63-b006bcec5c07
First observed: Aug 15, 2022
Last observed: Sep 17, 2026 2 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WEALTHSPRING

WEALTHSPRING PARTNERS, LLC, CRD 322756

LONG BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6ac4c6a5-a8ba-8a44-bd63-b006bcec5c07

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:49 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAY MICHAEL DOUGLAS

Certified Financial Planner|Chartered Financial Consultant

yes

ASHLEY CAMILLE BOONE

Certified Financial Planner

yes

TRACY ANN MIU

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ATHANS, THEODORE, MICHAEL

PRINCIPAL, MANAGING PARTNER, CHIEF COMPLIANCE OFFICER

yes

08/2022

Aug 15, 2022

Oct 9, 2024

DOUGLAS, JAY, MICHAEL

PARTNER, CHIEF INVESTMENT STRATEGIST

yes

08/2022

Aug 15, 2022

Oct 9, 2024

City

State

Country

Employees

Also broker-dealer

Chino

United States

Irvine

United States

SAN LUIS OBISPO

United States

SANTA ROSA

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 27, 2026

$370M

n/a

2024

Mar 27, 2025

$333M

n/a

2023

Mar 26, 2024

$300M

n/a

2022

Mar 24, 2023

$264M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

33.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$370M

$333M

11.3%

$264M

11.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

COMMONWEALTH FINANCIAL NETWORK

Oct 3, 2022

Sep 30, 2022

SANTA ROSA, CA

Team lift out

Ibd to new firm

0.1%