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Advisor at COMMONWEALTH FINANCIAL NETWORK
San Luis Obispo, CA | Chino Hills, CA | Long Beach, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Feb 3, 2026 | n/a | yes | Long Beach, CA|San Luis Obispo, CA|Chino Hills, CA|Chino Hills, CA | Current employment |
| Wealthspring | Independent wealth | Sep 29, 2022 | Aug 3, 2026 | no | LONG BEACH, CA|San Luis Obispo, CA|Santa Rosa, CA|Irvine, CA|Chino, CA | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Apr 24, 2009 | Oct 3, 2022 | no | MIRA LOMA, CA|RIVERSIDE, CA|CHINO, CA|CAMBRIA, CA|IRVINE, CA|SAN LUIS OBISPO, CA|Santa Rosa, CA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Feb 26, 1999 | Apr 27, 2009 | no | SAN LUIS OBISPO, CA|IRVINE, CA|SAN LUIS OBISPO, CA|SAN LUIS OBISPO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Wealthspring | COMMONWEALTH FINANCIAL NETWORK | Aug 3, 2026 | Feb 3, 2026 | -181 | Firm change after gap | RIA to ibd |
| COMMONWEALTH FINANCIAL NETWORK | Wealthspring | Oct 3, 2022 | Sep 29, 2022 | -4 | Firm change | Ibd to new firm |
| AMERIPRISE FINANCIAL SERVICES, LLC | COMMONWEALTH FINANCIAL NETWORK | Apr 27, 2009 | Apr 24, 2009 | -3 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8032:322756:CA:2022-10-03 | Oct 3, 2022 | Sep 29, 2022 | SANTA ROSA, CA | Firm change |