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M•••••• J• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

M•••••• J• R••••••••

Advisor at I•• A••••••• S•••••••• I•••

Pasadena, CA | DENVER, CO

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Search this name across graphsid dfx:ria:6ad2e77d-31e5-0c68-f5fb-fa3156310cf0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Oct 28, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• A••••••• S•••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 22, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I•• A••••••• S•••••••• I•••	Mixed wealth	May 12, 2025	n/a	yes	Pasadena, CA\|DENVER, CO	Current employment
O••••••••• S••••••••• I•••	Bd affiliated wealth	Sep 2, 2022	Dec 31, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• S••••••••• I•••	I•• A••••••• S•••••••• I•••	Dec 31, 2024	May 12, 2025	132	Firm change	Ibd to RIA
A••••• A•• P••••••• S•••••••	O••••••••• S••••••••• I•••	Jan 18, 2022

Relationships

Registered with (6)

→ I•• A••••••• S•••••••• I•••Registered adviserregistration: current employment
May 12, 2025 to presentfactForm ADV
→ O••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 2, 2022 to Dec 31, 2024factForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Jun 8, 2010 to Jan 18, 2022factForm ADV
→ S••••• M•••• C•••••• M••••••••• L••

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
M•••••• J• R•••••••• left O••••••••• S••••••••• I••• for I•• A••••••• S•••••••• I••• (registered 2025-05-12)
Form ADVobserved 7 days ago
Occurred
Jan 18, 2022
Advisor changed firm
M•••••• J• R•••••••• left A••••• A•• P••••••• S••••••• for O••••••••• S••••••••• I••• (registered 2022-09-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ad2e77d-31e5-0c68-f5fb-fa3156310cf0
First observed: Oct 28, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.