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CRD 112091
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| NANCY PAULINE BOWES | n/a | Wichita, KS | 12 | 18 | 1 | no |
| HEATHER MARIE HAINES | n/a | Wichita, KS | 12 | 28 | 3 | no |
| BRIAN DOUGLAS HEINKE | n/a | Denver, CO | DENVER, CO | 12 | 29 | 1 | no |
| SAMANTHA KAY JENKINS | Certified Financial Planner | DENVER, CO | Denver, CO | 12 | 23 | 2 | no |
| SUSAN LOUISE POOL | Certified Financial Planner | Wichita, KS | 12 | 27 | 1 | no |
| PHYLLIS DENISE TURKLE | n/a | Wichita, KS | 12 | 16 | 1 | no |
| RICHARD WILLIAM HOLT | Chartered Financial Analyst | Wichita, KS | 10 | 30 | 2 | no |
| MICHAEL AARON WALDMAN | n/a | Dallas, TX | DENVER, CO | 10 | 23 | 2 | no |
| ZACHARIAH KNOWLES HILDEBRAND | Certified Financial Planner | Denver, CO | DENVER, CO | 10 | 11 | n/a | no |
| RHONDA MARIE RANDELL | n/a | DENVER, CO | Denver, CO | 8 | 22 | 3 | no |
| JUSTIN MARK KITTLE | Certified Financial Planner|Chartered Financial Analyst | Wichita, KS | 6 | 14 | 2 | no |
| Benjamin Ian Stein | n/a | Denver, CO | 4 | 13 | 2 | no |
| John David Alvarez | n/a | Dallas, TX | 3 | 18 | 2 | no |
| ANDREW WILLIAM SKAFF | n/a | Wichita, KS | 2 | 14 | 1 | no |
| Michael Shane Gregg | n/a | Denver, CO | DENVER, CO | 2 | 13 | n/a | no |
| Bradley Ross Sims | n/a | DENVER, CO | ATLANTA, GA | 2 | 19 | 3 | no |
| PATRICK JAMES KRULIK | Chartered Financial Analyst | Denver, CO | 2 | 12 | 3 | no |
| Blake Fields | n/a | DENVER, CO | 2 | 13 | n/a | no |
| Matthew Baird Rice | Certified Financial Planner | DENVER, CO | 1 | 10 | 1 | no |
| James Alan Brauer | Certified Financial Planner | DENVER, CO | 1 | 26 | 5 | no |
| BENJAMIN HOWARD VALORE-CAPLAN | n/a | DENVER, CO | 1 | 25 | 3 | no |
| AKASHA NGINA ABSHER | n/a | DENVER, CO | 1 | 23 | 2 | no |
| Lynsey Goldstein | n/a | DENVER, CO | 1 | 12 | 2 | no |
| Paige Maria Bouma | n/a | DENVER, CO | Belgrade, MT | 1 | 10 | 1 | no |
| Dat Van Le | n/a | DENVER, CO | 1 | 15 | 2 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Gregg, Michael, Shane | President | Na | yes | 04/2024 | May 19, 2026 | May 19, 2026 |
| HOLT, RICHARD, WILLIAM | EXECUTIVE VICE PRESIDENT | Na | yes | 04/2024 | May 19, 2026 | May 19, 2026 |
| IMA ADVISORS LLC | Member | E | yes | 10/2023 | May 19, 2026 | May 19, 2026 |
| KRULIK, PATRICK, JAMES | HEAD OF INVESTMENTS | Na | yes | 08/2024 | May 19, 2026 | May 19, 2026 |
| RUPPEL, VALERIE, LYNN | CHIEF COMPLIANCE OFFICER | Na | yes | 07/2024 | May 19, 2026 | May 19, 2026 |
| Ewing, Anna, Devine | SECRETARY; TREASURER | Na | yes | 04/2024 | Apr 26, 2024 | Sep 10, 2024 |
| IMA FINANCIAL GROUP, INC. | Member | E | yes | 10/2023 | Mar 29, 2024 | Sep 10, 2024 |
| NMSEF I HOLDINGS II, L.P. | SHAREHOLDER, CLASS C | C | yes | 11/2020 | Jun 7, 2024 | Sep 10, 2024 |
| SKYKNIGHT CAPITAL FUND III, L.P. | SHAREHOLDER, CLASS C | C | yes | 11/2020 | Jun 7, 2024 | Sep 10, 2024 |
| ABSHER, AKASHA, NGINA | EXECUTIVE VICE PRESIDENT | Na | no | 12/2024 | May 19, 2026 | May 19, 2026 |
| OBERT, MATTHEW, MICHAEL | EXECUTIVE VICE PRESIDENT | Na | no | 05/2026 | May 19, 2026 | May 19, 2026 |
| Twomey, Eamon, Joseph | SENIOR VICE PRESIDENT | Na | no | 02/2026 | May 19, 2026 | May 19, 2026 |
| VALORE-CAPLAN, BENJAMIN, HOWARD | EXECUTIVE VICE PRESIDENT | Na | no | 12/2024 | May 19, 2026 | May 19, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SYNTRINSIC LLC | n/a | Former SEC adviser | $1.7B | N | yes | n/a |
| EYDENT INSURANCE SERVICES LLC | n/a | n/a | n/a | N | yes | n/a |
| IMA, INC. | n/a | n/a | n/a | N | yes | n/a |
| TOWERSTONE, INC. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Wichita | Ks | United States | 8 | no |
| Dallas | TX | United States | 3 | no |
| Pasadena | CA | United States | 1 | no |
| Atlanta | Ga | United States | 1 | no |
| Newton | Ma | United States | 1 | no |
| SALT LAKE CITY | Ut | United States | 0 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 25, 2026 | $3.9B | $3.3B | 50 | 40 | 6 | n/a | n/a |
| 2024 | Jan 2, 2025 | $2.7B | $2.2B | 34 | 31 | 8 | n/a | n/a |
| 2023 | Mar 29, 2024 | $912M | $911M | 20 | 19 | 3 | n/a | n/a |
| 2022 | Mar 31, 2023 | $721M | $721M | 21 | 20 | 3 | n/a | n/a |
| 2021 | Mar 31, 2022 | $794M | $794M | 22 | 20 | 3 | n/a | n/a |
| 2020 | Mar 31, 2021 | $681M | $681M | 20 | 19 | 3 | n/a | n/a |
| 2019 | Jan 24, 2020 | $523M | $523M | 20 | 15 | 2 | n/a | n/a |
| 2018 | Mar 18, 2019 | $443M | $443M | 19 | 15 | 2 | n/a | n/a |
| 2017 | Jan 4, 2018 | $415M | $409M | 19 | 15 | 2 | n/a | n/a |
| 2016 | Jan 19, 2017 | $427M | $344M | 20 | 16 | n/a | n/a | n/a |
| 2015 | Mar 17, 2016 | $409M | $337M | 17 | 13 | n/a | n/a | n/a |
| 2014 | Mar 26, 2015 | $429M | $345M | 14 | 11 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 8 | 2 | 6 | 4.4% | 2 | 0 | 0 | 27 | 6 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $3.9B | $2.7B | 46.9% | $721M | 75.6% | 50 | 34 | 7 | 8 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| COORDINATED FINANCIAL SERVICES, INC. | 3 | May 1, 2026 | May 1, 2026 | DENVER, CO | Firm absorbed | RIA to RIA | 100.0% |
| SYNTRINSIC LLC | 9 | Jan 3, 2025 | Jan 2, 2025 | DENVER, CO | Firm absorbed | Other | 100.0% |