DFX Intelligence

B••••••• C••••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

B••••••• C••••••• S••••

Advisor at O• I••••••••• M••••••••• C•

Cincinnati, OH

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Search this name across graphsid dfx:ria:6ad5bdc3-bcfe-917d-5817-7afcdfec47b0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 28, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O• I••••••••• M••••••••• C•
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 28, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O• I••••••••• M••••••••• C•	Bd affiliated wealth	Jun 18, 2025	n/a	yes	Cincinnati, OH	Current employment
A••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Dec 24, 2021	Feb 7, 2023	no	Mason, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• A••••••• S•••••••• L••	O• I••••••••• M••••••••• C•	Feb 7, 2023	Jun 18, 2025	862	Firm change after gap	Ibd to ibd
O• I••••••••• M••••••••• C•	A••••••• A••••••• S•••••••• L••	Dec 23, 2021	Dec 24, 2021

Relationships

Registered with (4)

→ O• I••••••••• M••••••••• C•Registered adviserregistration: previous registration
Jun 12, 2018 to Dec 23, 2021factForm ADV
→ A••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 24, 2021 to Feb 7, 2023factForm ADV
→ F•••••••• C••••••• L••Registered adviserregistration: previous registration
Feb 15, 2017 to Jan 8, 2018factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Feb 7, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ad5bdc3-bcfe-917d-5817-7afcdfec47b0
First observed: Jun 28, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.