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J••• E•••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

J••• E•••• L••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Moreno, CA | MORENO VALLEY, CA | SAINT PETERSBURG, FL | ST. PETERSBURG, FL

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Search this name across graphsid dfx:ria:6ad82ada-6beb-0a4a-3915-2cd139515f6b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Oct 2, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 12, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Mar 12, 2024	n/a	yes	SAINT PETERSBURG, FL\|Moreno, CA	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Feb 2, 2023	n/a	yes

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	R•••••• J•••• • A••••••••• I•••	Jan 13, 2023	Feb 2, 2023	20	Firm change	RIA to ibd
C••• F•••••••• S•••••••• L•••	L•• F•••••••• L••	Oct 8, 2018

Relationships

Registered with (7)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Mar 12, 2024 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Feb 2, 2023 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 17, 2018 to Jan 13, 2023factForm ADV
→ C••• F•••••••• S•••••••• L•••

Dated events

Occurred
Jan 13, 2023
Advisor changed firm
J••• E•••• L•••• left L•• F•••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2023-02-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ad82ada-6beb-0a4a-3915-2cd139515f6b
First observed: Oct 2, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.