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Registered advisor
J••• E•••• L••••
Feed of 09/14/2026
Also filed as J••• E•••• Lezotte
At current firm
3 y
since Feb 2, 2023
In the industry
19 y
since Sep 12, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Mar 12, 2024 · Saint Petersburg, Fl
- R•••••• J•••• • A••••••••• I••• national BD currentsince Feb 2, 2023 · St. Petersburg, Fl
- L•• F•••••••• L•• BD affiliatedOct 17, 2018 to Jan 13, 2023 · San Diego, Ca
- C••• F•••••••• S•••••••• L••• formerOct 16, 2017 to Oct 8, 2018 · San Diego, Ca
- C••••••••• F•••••••• N•••••• national BDJun 28, 2017 to Oct 10, 2017 · Murrieta, Ca
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJan 26, 2009 to May 31, 2017 · Riverside, Ca
- T••••••• I••••••••• M••••••••• I••• BD affiliatedOct 2, 2007 to Oct 13, 2008 · Riverside, Ca
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to R•••••• J•••• • A••••••••• I•••left Jan 13, 2023, registered Feb 2, 2023 (20 days) · RIA to affiliated broker-dealer or bank
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left Oct 8, 2018, registered Oct 17, 2018 (9 days) · Affiliated broker-dealer or bank to independent RIA
- C••••••••• F•••••••• N•••••• to C••• F•••••••• S•••••••• L•••left Oct 10, 2017, registered Oct 16, 2017 (6 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to C••••••••• F•••••••• N••••••left May 31, 2017, registered Jun 28, 2017 (28 days) · Other
- T••••••• I••••••••• M••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Oct 13, 2008, registered Jan 26, 2009 (105 days) · Other
Signals
- J••• E•••• L•••• left L•• F•••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2023-02-02)Jan 13, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address