DFX Intelligence

T•••••• H••••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

T•••••• H••••••• B••••

Advisor at F••• Q••••••• C••••••

LEXINGTON, KY

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Search this name across graphsid dfx:ria:6add3e87-4531-fcfa-127b-51dd34ed9ccb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: May 3, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••• Q••••••• C••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••• Q••••••• C••••••	State registered	Apr 8, 2025	n/a	yes	LEXINGTON, KY	Current employment
H••• K•••• W••••• A•••••••• L••	State registered	Jan 2, 2024	May 19, 2025	no	LEXINGTON, KY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••• K•••• W••••• A•••••••• L••	F••• Q••••••• C••••••	May 19, 2025	Apr 8, 2025	-41	Firm change after gap	Other
M•••• C••••••• A••••••• S••••••	H••• K•••• W••••• A•••••••• L••	Dec 15, 2023	Jan 2, 2024

Relationships

Registered with (4)

→ F••• Q••••••• C••••••Registered adviserregistration: current employment
Apr 8, 2025 to presentfactForm ADV
→ H••• K•••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 2, 2024 to May 19, 2025factForm ADV
→ M•••• C••••••• A••••••• S••••••Registered adviserregistration: previous registration
Feb 27, 2023 to Dec 15, 2023factForm ADV
→ M••••• O• O•••• I••••••• S•••••••• I•••

Dated events

Occurred
May 19, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 15, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 10, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6add3e87-4531-fcfa-127b-51dd34ed9ccb
First observed: May 3, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.