DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Timothy Hamilton Brown
Feed of 09/14/2026
Also filed as Timothy Hamilton Brown
At current firm
1 y
since Apr 8, 2025
In the industry
10 y
since Aug 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Four Quarters Capital state registered currentsince Apr 8, 2025 · Lexington, Ky
- High Knoll Wealth Advisors, LLC state registeredJan 2, 2024 to May 19, 2025 · Lexington, Ky
- Money Concepts Advisory Service BD affiliatedFeb 27, 2023 to Dec 15, 2023 · Lexington, Ky
- Mutual Of Omaha Investor Services, Inc. independent RIAMay 3, 2019 to Mar 10, 2023 · Lexington, Ky
Moves
a registration end followed by a registration begin elsewhere
- High Knoll Wealth Advisors, LLC to Four Quarters Capitalleft May 19, 2025, registered Apr 8, 2025 (-41 days) · Other
- Money Concepts Advisory Service to High Knoll Wealth Advisors, LLCleft Dec 15, 2023, registered Jan 2, 2024 (18 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Mutual Of Omaha Investor Services, Inc. to Money Concepts Advisory Serviceleft Mar 10, 2023, registered Feb 27, 2023 (-11 days) · RIA to affiliated broker-dealer or bank
Signals
- Timothy Hamilton Brown left High Knoll Wealth Advisors, Llc for Four Quarters Capital (registered 2025-04-08)May 19, 2025 · Advisor changed firm · fact
- Timothy Hamilton Brown left Money Concepts Advisory Service for High Knoll Wealth Advisors, Llc (registered 2024-01-02)Dec 15, 2023 · Advisor changed firm · fact
- Timothy Hamilton Brown left Mutual Of Omaha Investor Services, Inc. for Money Concepts Advisory Service (registered 2023-02-27)Mar 10, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address