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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 10b 100b

RECORD CURRENCY MANAGEMENT INC

RECORD CURRENCY MANAGEMENT (US) INC, CRD 171338

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6ae46bfd-0c91-3266-bdda-745817df556a

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 11
On other graphs: 0
Observed: Apr 24, 2014 to Jun 30, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.01 institutional_share=0.93 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $20BItem 5.F on the latest filing (2026-06-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $20B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 8
Individual clients: 0
High net worth clients: 0
SEC number: 801-79684
CRD: 171338
Filings on the tape: 25
First filed: Apr 24, 2014
Latest filed: Jun 30, 2026
Organised: Corporation, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Arnold, Thomas, Allan Quartermaine	Director	Na	yes	04/2023	Jun 27, 2024	Aug 20, 2024
HEADING, RICHARD, ANTHONY	Cfo	Na	yes	07/2024	Jun 27, 2024	Aug 20, 2024
LAURIE, GRADY, MCGOWN	Cco	Na	yes	03/2014	Apr 24, 2014	Aug 20, 2024
RECORD PLC	PARENT COMPANY (100% OWNER)	E	yes	06/2011	Apr 24, 2014	Aug 20, 2024
RECORD, NEIL, PETER	EX-CHAIRMAN	C	yes	03/2023	Apr 24, 2014	Aug 20, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RECORD CURRENCY MANAGEMENT LIMITED	n/a	Institutional manager	$114B	N	yes	n/a
RAM STRATEGIES GMBH	n/a	n/a	n/a	N	no	n/a
RECORD ASSET MANAGEMENT GMBH	n/a	n/a	n/a	N	no	n/a
TERES INTERNATIONAL GROUP	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 10, 2026	$17B	$17B	5	3	0	n/a	n/a
2024	Jun 27, 2024	$19B	$19B	5	3	0	n/a	n/a
2023	Jun 30, 2023	$16B	$16B	5	3	1	n/a	n/a
2022	Jun 29, 2022	$12B	$12B	4	2	0	n/a	n/a
2021	Jun 30, 2021	$12B	$12B	5	3	0	n/a	n/a
2020	Jun 29, 2020	$3.6B	$3.6B	6	4	0	n/a	n/a
2019	Jun 28, 2019	$3.1B	$3.1B	6	4	0	n/a	n/a
2018	Jun 29, 2018	$2.0B	$2.0B	3	1	0	n/a	n/a
2017	Jun 23, 2017	$1.6B	$1.6B	3	1	n/a	n/a	n/a
2016	Jun 21, 2016	$989M	$989M	3	1	n/a	n/a	n/a
2015	Jun 29, 2015	$876M	$0	3	1	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$20B	$19B	1.7%	$12B	19.4%	3	5	0	0

Relationships

Affiliated with (2)

→ RECORD CURRENCY MANAGEMENT LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
← RECORD CURRENCY MANAGEMENT LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV

Controls (5)

← RECORD, NEIL, PETEROwnerEX-CHAIRMAN, ownership code C, individual
Apr 24, 2014 to Aug 20, 2024factForm ADV
← HEADING, RICHARD, ANTHONYOwnerCFO, ownership code NA, individual
Jun 27, 2024 to Aug 20, 2024factForm ADV
← LAURIE, GRADY, MCGOWNOwnerCCO, ownership code NA, individual
Apr 24, 2014 to Aug 20, 2024factForm ADV
← Arnold, Thomas, Allan QuartermaineOwnerDIRECTOR, ownership code NA, individual
Jun 27, 2024 to Aug 20, 2024factForm ADV
← RECORD PLCOwnerPARENT COMPANY (100% OWNER), ownership code E, foreign entity
Apr 24, 2014 to Aug 20, 2024factForm ADV

Dated events

Occurred
Jun 27, 2024
Control person left
Peter Steven Cullen (Cfo) no longer on Schedule A of Record Currency Management Inc (listed 2023-06-30, absent 2024-06-27)
Form ADVobserved 6 days ago
Occurred
Jun 27, 2024
Control person left
Francoise Leslie Meier (Chief Executive Officer And Director) no longer on Schedule A of Record Currency Management Inc (listed 2023-06-30, absent 2024-06-27)
Form ADVobserved 6 days ago
Occurred
Jun 27, 2024
Control person joined
Anthony Richard Heading (Cfo) appeared on Schedule A of Record Currency Management Inc
Form ADVobserved 6 days ago
Occurred
Jun 27, 2024
Control person joined
Allan Quartermaine Thomas Arnold (Director) appeared on Schedule A of Record Currency Management Inc
Form ADVobserved 6 days ago
Occurred
Jun 30, 2023
Regulatory AUM changed
Record Currency Management Inc reported RAUM $15.5B, up 34% from $11.6B (2022-11-30 to 2023-06-30)
Form ADVobserved 6 days ago
$4.0B
Occurred
Jun 30, 2021
Regulatory AUM changed
Record Currency Management Inc reported RAUM $12.2B, up 243% from $3.6B (2020-10-29 to 2021-06-30)
Form ADVobserved 6 days ago
$8.6B
Occurred
Jun 29, 2020
Control person joined
Francoise Leslie Meier (Chief Executive Officer And Director) appeared on Schedule A of Record Currency Management Inc
Form ADVobserved 6 days ago
Occurred
Jun 29, 2020
Control person left
Alistair James David Wood-Collins (Ceo) no longer on Schedule A of Record Currency Management Inc (listed 2020-06-08, absent 2020-06-29)
Form ADVobserved 6 days ago
Occurred
Jun 28, 2019
Regulatory AUM changed
Record Currency Management Inc reported RAUM $3.1B, up 51% from $2.0B (2019-05-30 to 2019-06-28)
Form ADVobserved 6 days ago
$1.0B
Occurred
Jun 29, 2018
Regulatory AUM changed
Record Currency Management Inc reported RAUM $2.0B, up 27% from $1.6B (2018-04-20 to 2018-06-29)
Form ADVobserved 6 days ago
$437M
Occurred
Apr 24, 2014
First Form ADV filing
Record Currency Management Inc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ae46bfd-0c91-3266-bdda-745817df556a
First observed: Apr 24, 2014
Last observed: Jun 30, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RECORD CURRENCY MANAGEMENT INC

RECORD CURRENCY MANAGEMENT (US) INC, CRD 171338

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6ae46bfd-0c91-3266-bdda-745817df556a

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:09 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Arnold, Thomas, Allan Quartermaine

Director

yes

04/2023

Jun 27, 2024

Aug 20, 2024

HEADING, RICHARD, ANTHONY

Cfo

yes

07/2024

Jun 27, 2024

Aug 20, 2024

LAURIE, GRADY, MCGOWN

Cco

yes

03/2014

Apr 24, 2014

Aug 20, 2024

RECORD PLC

PARENT COMPANY (100% OWNER)

yes

06/2011

Apr 24, 2014

Aug 20, 2024

RECORD, NEIL, PETER

EX-CHAIRMAN

yes

03/2023

Apr 24, 2014

Aug 20, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RECORD CURRENCY MANAGEMENT LIMITED

n/a

Institutional manager

$114B

yes

n/a

RAM STRATEGIES GMBH

n/a

RECORD ASSET MANAGEMENT GMBH

n/a

TERES INTERNATIONAL GROUP

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 10, 2026

$17B

n/a

2024

Jun 27, 2024

$19B

n/a

2023

Jun 30, 2023

$16B

n/a

2022

Jun 29, 2022

$12B

n/a

2021

Jun 30, 2021

$12B

n/a

2020

Jun 29, 2020

$3.6B

n/a

2019

Jun 28, 2019

$3.1B

n/a

2018

Jun 29, 2018

$2.0B

n/a

2017

Jun 23, 2017

$1.6B

n/a

2016

Jun 21, 2016

$989M

n/a

2015

Jun 29, 2015

$876M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$20B

$19B

1.7%

$12B

19.4%