DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••••• C••••••• M••••••••• I••
Legal name R••••• C••••••• M••••••••• ••• I••
Latest filing Jun 30, 2026
First filing on the tape Apr 24, 2014 · 25 filings
SEC status approved since May 8, 2014
RAUM
$20B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$20B as of Jun 30, 2026
Jun 29, 2015$876M then
HNW client RAUM$0 as of Jun 30, 2026
Jun 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Jun 30, 2026
Jun 29, 20150 then
Employees (5.A)3 as of Jun 30, 2026
Jun 29, 20153 then
Private funds: no history
RAUM +1.7% over the last fiscal year+19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.5BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 93%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -9.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$16B80%
- Pension and profit-sharing plans$1.4B7.0%
- Charitable organizations$1.2B6.0%
- Corporations and businesses$1.1B5.8%
- Investment companies$145M0.7%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.01 institutional_share=0.93 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••• T•••••• A•••• Q••••••••• · Directorcontrolsince 04/2023 · owns less than 5%
- H••••••• R••••••• A•••••• · Cfocontrolsince 07/2024 · owns less than 5%
- L•••••• G••••• M••••• · Ccocontrolsince 03/2014 · owns less than 5%
- R•••••• N•••• P•••• · Ex-Chairmancontrolsince 03/2023 · owns 25% to 50% of R••••• P••
Entity owners
- R••••• P•• · Parent Company (100% Owner)direct · owns 75% or more
Related persons
Schedule D 7.A
- R•• S••••••••• G•••broker-dealern
- R••••• A•••• M••••••••• G•••investment advisern
- R••••• C••••••• M••••••••• L••••••investment adviserbanknRAUM $114B
- T•••• I••••••••• G••••investment adviserbankpooled vehicle sponsorn
Advisers that list R••••• C••••••• M••••••••• I•• as a related person
- 110893 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 3 to 2Mar 10, 2026 to Jun 30, 2026
- Employees · 5 to 3Mar 10, 2026 to Jun 30, 2026
- Discretionary RAUM · $17B to $20BMar 10, 2026 to Jun 30, 2026
- Pension RAUM · $550M to $1.4BMar 10, 2026 to Jun 30, 2026
- RAUM · $17B to $20BMar 10, 2026 to Jun 30, 2026
- Accounts · 6 to 8Aug 20, 2024 to Jun 27, 2025
- Pooled vehicle clients · unset to 0.0Aug 20, 2024 to Jun 27, 2025
- Financial planning clients · unset to Aug 20, 2024 to Jun 27, 2025
- Discretionary RAUM · $19B to $17BAug 20, 2024 to Jun 27, 2025
- Pension RAUM · $4.5B to $550MAug 20, 2024 to Jun 27, 2025
- Pooled vehicle RAUM · unset to 0.0Aug 20, 2024 to Jun 27, 2025
- RAUM · $19B to $17BAug 20, 2024 to Jun 27, 2025
- HQ city · unset to NEW YORKJun 27, 2024 to Aug 20, 2024
- HQ state · unset to NYJun 27, 2024 to Aug 20, 2024
- Accounts · 8 to 6Jun 30, 2023 to Jun 27, 2024
- Other offices · 1 to 0Jun 30, 2023 to Jun 27, 2024
- Discretionary RAUM · $16B to $19BJun 30, 2023 to Jun 27, 2024
- Pension RAUM · $2.7B to $4.5BJun 30, 2023 to Jun 27, 2024
- RAUM · $16B to $19BJun 30, 2023 to Jun 27, 2024
- Accounts · 5 to 8Nov 30, 2022 to Jun 30, 2023
- Advisory employees · 2 to 3Nov 30, 2022 to Jun 30, 2023
- Employees · 4 to 5Nov 30, 2022 to Jun 30, 2023
- Other offices · 0 to 1Nov 30, 2022 to Jun 30, 2023
- Discretionary RAUM · $12B to $16BNov 30, 2022 to Jun 30, 2023
- Pension RAUM · $3.2B to $2.7BNov 30, 2022 to Jun 30, 2023
- RAUM · $12B to $16BNov 30, 2022 to Jun 30, 2023
- Related broker-dealer · false to trueNov 30, 2022 to Jun 30, 2023
- HQ city · NEW YORK to unsetJun 29, 2022 to Nov 30, 2022
- HQ state · NY to unsetJun 29, 2022 to Nov 30, 2022
- Accounts · 8 to 5Dec 1, 2021 to Jun 29, 2022
- Pooled vehicle clients · 2.0 to unsetDec 1, 2021 to Jun 29, 2022
- Employees · 5 to 4Dec 1, 2021 to Jun 29, 2022
- Discretionary RAUM · $12B to $12BDec 1, 2021 to Jun 29, 2022
- Pension RAUM · $3.6B to $3.2BDec 1, 2021 to Jun 29, 2022
- Pooled vehicle RAUM · 518311401.0 to unsetDec 1, 2021 to Jun 29, 2022
- RAUM · $12B to $12BDec 1, 2021 to Jun 29, 2022
- Advisory employees · 3 to 2Jun 30, 2021 to Dec 1, 2021
- Accounts · 6 to 8Oct 29, 2020 to Jun 30, 2021
- Advisory employees · 4 to 3Oct 29, 2020 to Jun 30, 2021
- Advisory activities · 5 to 6Oct 29, 2020 to Jun 30, 2021
Signals
11 dated events
- Peter Steven Cullen (Cfo) no longer on Schedule A of R••••• C••••••• M••••••••• I•• (listed 2023-06-30, absent 2024-06-27)Jun 27, 2024 · Control person left · inference
- Francoise Leslie Meier (Chief Executive Officer And Director) no longer on Schedule A of R••••• C••••••• M••••••••• I•• (listed 2023-06-30, absent 2024-06-27)Jun 27, 2024 · Control person left · inference
- Anthony Richard Heading (Cfo) appeared on Schedule A of R••••• C••••••• M••••••••• I••Jun 27, 2024 · Control person joined · fact
- A•••• Q••••••••• T••••• A••••• (Director) appeared on Schedule A of R••••• C••••••• M••••••••• I••Jun 27, 2024 · Control person joined · fact
- R••••• C••••••• M••••••••• I•• reported RAUM $15.5B, up 34% from $11.6B (2022-11-30 to 2023-06-30)Jun 30, 2023 · RAUM change · derived
- R••••• C••••••• M••••••••• I•• reported RAUM $12.2B, up 243% from $3.6B (2020-10-29 to 2021-06-30)Jun 30, 2021 · RAUM change · derived
- Francoise Leslie Meier (Chief Executive Officer And Director) appeared on Schedule A of R••••• C••••••• M••••••••• I••Jun 29, 2020 · Control person joined · fact
- Alistair James David Wood-Collins (Ceo) no longer on Schedule A of R••••• C••••••• M••••••••• I•• (listed 2020-06-08, absent 2020-06-29)Jun 29, 2020 · Control person left · inference
- R••••• C••••••• M••••••••• I•• reported RAUM $3.1B, up 51% from $2.0B (2019-05-30 to 2019-06-28)Jun 28, 2019 · RAUM change · derived
- R••••• C••••••• M••••••••• I•• reported RAUM $2.0B, up 27% from $1.6B (2018-04-20 to 2018-06-29)Jun 29, 2018 · RAUM change · derived
- R••••• C••••••• M••••••••• I•• filed its initial SEC registration (Form ADV)Apr 24, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- +44 7873 621078reportedpublic record, Form ADV, Jun 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026