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RIA / WealthAdvisor27 years in industry

PAUL MARTIN WALKINGTON

Advisor at EM FINANCIAL SERVICES, LLC

MIAMI, FL

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Search this name across graphsid dfx:ria:6ae49a3f-5d3e-5dce-392e-3a832d1295df

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 30, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EM FINANCIAL SERVICES, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 14, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jun 14, 1999
First registration: Apr 30, 2003
Dual registered: no
Other names: PAUL WALKINGTON
IAPD individual key: 2864065

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EM FINANCIAL SERVICES, LLC	State registered	Oct 23, 2025	n/a	yes	MIAMI, FL	Current employment
SB ADVISORY, LLC	Independent wealth	Dec 8, 2021	Oct 22, 2025	no	ATLANTA, GA\|Miami, FL	Previous registration
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	Feb 13, 2018	Dec 2, 2021	no	Miami, FL\|URBANDALE, IA\|Miami, FL	Previous registration
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Sep 23, 2015	Feb 13, 2018	no	Aventura, FL\|FORT LAUDERDALE, FL	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Aug 22, 2012	Aug 28, 2015	no	MINNEAPOLIS, MN\|MIAMI, FL	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Jun 21, 2012	Aug 1, 2012	no	MIAMI, FL\|WINTER PARK, FL\|MIAMI, FL	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Apr 30, 2003	Jun 21, 2012	no	MIAMI, FL\|BOCA RATON, FL\|BOCA RATON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SB ADVISORY, LLC	EM FINANCIAL SERVICES, LLC	Oct 22, 2025	Oct 23, 2025	1	Firm change	RIA to state RIA
INTEGRITY ALLIANCE, LLC	SB ADVISORY, LLC	Dec 2, 2021	Dec 8, 2021	6	Firm change	RIA to RIA
B. RILEY WEALTH ADVISORS, INC.	INTEGRITY ALLIANCE, LLC	Feb 13, 2018	Feb 13, 2018	0	Firm change	Ibd to RIA
QUESTAR ASSET MANAGEMENT, INC.	B. RILEY WEALTH ADVISORS, INC.	Aug 28, 2015	Sep 23, 2015	26	Firm change	Other
WOODBURY FINANCIAL SERVICES, INC.	QUESTAR ASSET MANAGEMENT, INC.	Aug 1, 2012	Aug 22, 2012	21	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	WOODBURY FINANCIAL SERVICES, INC.	Jun 21, 2012	Jun 21, 2012	0	Firm change	Other

Relationships

Registered with (7)

→ EM FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Oct 23, 2025 to presentfactForm ADV
→ SB ADVISORY, LLCRegistered adviserregistration: previous registration
Dec 8, 2021 to Oct 22, 2025factForm ADV
→ INTEGRITY ALLIANCE, LLCRegistered adviserregistration: previous registration
Feb 13, 2018 to Dec 2, 2021factForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Sep 23, 2015 to Feb 13, 2018factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Aug 22, 2012 to Aug 28, 2015factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jun 21, 2012 to Aug 1, 2012factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Apr 30, 2003 to Jun 21, 2012factForm ADV

Dated events

Occurred
Oct 22, 2025
Advisor changed firm
Paul Martin Walkington left Sb Advisory, Llc for Em Financial Services, Llc (registered 2025-10-23)
Form ADVobserved 5 days ago