RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• M••••• W•••••••••
- E• F•••••••• S•••••••• L•• state registered currentsince Oct 23, 2025 · Miami, Fl
- S• A•••••••• L•• independent RIADec 8, 2021 to Oct 22, 2025 · Atlanta, Ga
- I•••••••• A•••••••• L•• BD affiliatedFeb 13, 2018 to Dec 2, 2021 · Miami, Fl
- B• R•••• W••••• A•••••••• I••• BD affiliatedSep 23, 2015 to Feb 13, 2018 · Aventura, Fl
- Q•••••• A•••• M••••••••• I••• formerAug 22, 2012 to Aug 28, 2015 · Minneapolis, Mn
- W••••••• F•••••••• S•••••••• I••• formerJun 21, 2012 to Aug 1, 2012 · Miami, Fl
- V•••• F•••••••• A•••••••• I••• BD affiliatedApr 30, 2003 to Jun 21, 2012 · Miami, Fl
- S• A•••••••• L•• to E• F•••••••• S•••••••• L••left Oct 22, 2025, registered Oct 23, 2025 (1 days) · RIA to a state-registered adviser
- I•••••••• A•••••••• L•• to S• A•••••••• L••left Dec 2, 2021, registered Dec 8, 2021 (6 days) · RIA to RIA
- B• R•••• W••••• A•••••••• I••• to I•••••••• A•••••••• L••left Feb 13, 2018, registered Feb 13, 2018 (0 days) · Affiliated broker-dealer or bank to independent RIA
- Q•••••• A•••• M••••••••• I••• to B• R•••• W••••• A•••••••• I•••left Aug 28, 2015, registered Sep 23, 2015 (26 days) · Other
- W••••••• F•••••••• S•••••••• I••• to Q•••••• A•••• M••••••••• I•••left Aug 1, 2012, registered Aug 22, 2012 (21 days) · Other
- V•••• F•••••••• A•••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Jun 21, 2012, registered Jun 21, 2012 (0 days) · Other
- P••• M••••• W••••••••• left S• A•••••••• L•• for E• F•••••••• S•••••••• L•• (registered 2025-10-23)Oct 22, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address