DFX Intelligence

B•••••• M••••••••• I• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

B•••••• M••••••••• I• L••

CRD 309685

STAMFORD, CT

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Search this name across graphsid dfx:ria:6ae6d125-a3b7-eb52-4bd5-f58c63d70c9a

Data as of Apr 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 23
On other graphs: 1
Observed: Mar 24, 2021 to Apr 17, 2026
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

B•••••• M••••••••• I• L••

Capital provider to sponsors · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.82 institutional_share=0.18 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $573M••• Locked
Discretionary RAUM: $472M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B•••••• F•••••• V• L•	Other Private Fund	$134M	Apr 17, 2026	38	Mar 14, 2023	reported	021-467158
B•••••• F•••••• I• L••	Other Private Fund	$132M	Apr 17, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• J•••• J•••••	OWNER, PRINCIPAL	D	yes	05/2016	Mar 24, 2021	Mar 22, 2024
B••• B•••••• O••••• N••••••	Owner	E	yes	06/2011	Mar 2, 2022	Mar 22, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••••• G• V• L••	n/a	n/a	n/a	Y	yes	n/a
B•••••• G• V• L••	n/a	n/a	n/a	Y	yes	n/a
B•••••• P•••••• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Miami	FL	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 17, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$573M	$462M	24.0%	$368M	15.8%	13	10	1	1

Relationships

Advises (7)

→ B•••••• F•••••• V• L•Private fundOther Private Fund, IA
Mar 2, 2022 to presentfactForm ADV
→ B•••••• F•••••• V• L•Private fundOther Private Fund, IA
Mar 14, 2023 to presentfactForm ADV
→ B•••••• F•••••• I• L••Private fundOther Private Fund, IA
Mar 24, 2021 to presentfactForm ADV
→ B•••••• A••• I• F•••• L•••Private fund

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Apr 17, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$140M
Occurred
Apr 17, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Apr 17, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ae6d125-a3b7-eb52-4bd5-f58c63d70c9a
First observed: Mar 24, 2021
Last observed: Apr 17, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.