DFX Intelligence

RIA Intelligence

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SEC-registered adviser

B•••••• M••••••••• I• L••

Asset manager (funds and pooled vehicles)Stamford, ConnecticutCRD 309685SEC 801-120915website IAPD

Latest filing Apr 17, 2026

First filing on the tape Mar 24, 2021 · 12 filings

SEC status approved since Apr 23, 2021

RAUM

$573M

reported, Item 5.F

Discretionary

82%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

8 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

12 filings and snapshots on the tape

RAUM$573M as of Apr 17, 2026

Mar 2, 2022$241M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Apr 17, 2026

Mar 2, 20220 then

Employees (5.A)13 as of Apr 17, 2026

Mar 2, 20228 then

Private funds5 as of Apr 17, 2026

Mar 2, 20224 then

RAUM +24% over the last fiscal year+16% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Apr 17, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $95.5MderivedRAUM over accounts (5.F.2.f)
Discretionary: 82%derivedof RAUM
Institutional: 18%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: +24%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody: $185M, 1 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
an independent public accountant performs a surprise examination (9.C.1)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$472M82%
Charitable organizations$101M18%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: 1reported
Accounts: 6reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $185M for 1 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=0.82 institutional_share=0.18 related_bd=true related_bank=true bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

5 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
B•••••• F•••••• I• L••	Other Private Fund	$109M	39	Mar 24, 2021
B•••••• F•••••• V• L•	Other Private Fund	$99.3M	36	Mar 14, 2023
B•••••• F•••••• V• L•	Other Private Fund	$91.4M	7	Mar 2, 2022
B•••••• C••••••• F•••••• I• L••	Other Private Fund	$0	0	Jul 22, 2020
B•••••• C••••••• F•••••• I•• L••	Other Private Fund	$0	0	Jul 22, 2020

Owners and control persons

Schedule A and B, latest filing

B•••••• J•••• J••••• · Owner, Principalcontrol
since 05/2016 · owns 50% to 75%
J••••• T••••••• M•••••• · Owner, Principalcontrol
since 01/2023 · owns 10% to 25%
R••••••• T••••••• J• · Principal, Chief Compliance Officercontrol
since 05/2016 · owns less than 5%
B••• B•••••• O••••• N•••••• · Ownercontrol
since 06/2011 · owns 75% or more of T••• C••••••• S• A• P• I• D• C•
R••••••• T••••••• J• · Ownercontrol
since 05/2016 · owns 75% or more of C•••• W•• C••••••

Entity owners

C•••• W•• C•••••• · Owner
direct · owns 10% to 25%
T••• C••••••• S• A• P• I• D• C• · Owner
indirect · owns 75% or more of C••••••• L••
C••••••• L•• · Owner
direct · owns 10% to 25%

Related persons

Schedule D 7.A

B•••••• G• V• L••
pooled vehicle sponsory
B•••••• G• V• L••
pooled vehicle sponsory
B•••••• P•••••• L••
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

Miami, FL1 employees

What changed

consecutive filings, newest first

Accounts · 4 to 6
Dec 3, 2025 to Mar 24, 2026
Advisory employees · 7 to 8
Dec 3, 2025 to Mar 24, 2026
Pooled vehicle clients · 3 to 5
Dec 3, 2025 to Mar 24, 2026
Assets in custody · $204M to $185M
Dec 3, 2025 to Mar 24, 2026
Employees · 10 to 13
Dec 3, 2025 to Mar 24, 2026
Private funds · 3 to 5
Dec 3, 2025 to Mar 24, 2026
Discretionary RAUM · $354M to $472M
Dec 3, 2025 to Mar 24, 2026
Non-discretionary RAUM · $101M to $101M
Dec 3, 2025 to Mar 24, 2026
Pooled vehicle RAUM · $354M to $472M
Dec 3, 2025 to Mar 24, 2026
RAUM · $455M to $573M
Dec 3, 2025 to Mar 24, 2026
Assets in custody · $208M to $204M
Jan 30, 2025 to May 1, 2025
Financial planning clients · unset to
Jan 30, 2025 to May 1, 2025
Private funds · 5 to 3
Jan 30, 2025 to May 1, 2025
Discretionary RAUM · $359M to $354M
Jan 30, 2025 to May 1, 2025
Non-discretionary RAUM · $103M to $101M
Jan 30, 2025 to May 1, 2025
Pooled vehicle RAUM · $359M to $354M
Jan 30, 2025 to May 1, 2025
RAUM · $462M to $455M
Jan 30, 2025 to May 1, 2025
Assets in custody · $109M to $208M
Mar 22, 2024 to Jan 30, 2025
Discretionary RAUM · $302M to $359M
Mar 22, 2024 to Jan 30, 2025
Non-discretionary RAUM · $102M to $103M
Mar 22, 2024 to Jan 30, 2025
Pooled vehicle RAUM · $302M to $359M
Mar 22, 2024 to Jan 30, 2025
RAUM · $404M to $462M
Mar 22, 2024 to Jan 30, 2025
Related adviser · false to true
Mar 22, 2024 to Jan 30, 2025
Related bank · false to true
Mar 22, 2024 to Jan 30, 2025
Related broker-dealer · false to true
Mar 22, 2024 to Jan 30, 2025
Accounts · 5 to 4
Mar 31, 2023 to Mar 22, 2024
Advisory employees · 6 to 7
Mar 31, 2023 to Mar 22, 2024
Advisory activities · 1 to 2
Mar 31, 2023 to Mar 22, 2024
Charity clients · unset to 1.0
Mar 31, 2023 to Mar 22, 2024
Pooled vehicle clients · 5 to 3
Mar 31, 2023 to Mar 22, 2024
Assets in custody · $293M to $109M
Mar 31, 2023 to Mar 22, 2024
Employees · 8 to 10
Mar 31, 2023 to Mar 22, 2024
Other offices · 0 to 1
Mar 31, 2023 to Mar 22, 2024
Discretionary RAUM · $299M to $302M
Mar 31, 2023 to Mar 22, 2024
Non-discretionary RAUM · $69.7M to $102M
Mar 31, 2023 to Mar 22, 2024
Pooled vehicle RAUM · $368M to $302M
Mar 31, 2023 to Mar 22, 2024
RAUM · $368M to $404M
Mar 31, 2023 to Mar 22, 2024
Accounts · 4 to 5
Sep 14, 2022 to Mar 14, 2023
Pooled vehicle clients · 4 to 5
Sep 14, 2022 to Mar 14, 2023
Assets in custody · $183M to $293M
Sep 14, 2022 to Mar 14, 2023

Signals

5 dated events

B•••••• M••••••••• I• L•• reported RAUM $572.7M, up 26% from $455.0M (2025-12-03 to 2026-03-24)
Mar 24, 2026 · RAUM change · derived
B•••••• M••••••••• I• L•• reported RAUM $368.4M, up 51% from $244.1M (2022-09-14 to 2023-03-14)
Mar 14, 2023 · RAUM change · derived
Michael Timothy Joyce (Owner, Principal) appeared on Schedule A of B•••••• M••••••••• I• L••
Mar 14, 2023 · Control person joined · fact
N•••••• O•••• B••• B••••• (Owner) appeared on Schedule A of B•••••• M••••••••• I• L••
Mar 2, 2022 · Control person joined · fact
B•••••• M••••••••• I• L•• filed its initial SEC registration (Form ADV)
Mar 24, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

B•••••• M••••••••• I• L•• · Independent Sponsors
shared crd · capital_provider

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/164945reportedpublic record, Form ADV, Sep 21, 2026
Firm profile: linkedin.com/company/16235632reportedpublic record, Form ADV, Sep 21, 2026
Website: bastionmgmt.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: +1-203-594-9264reportedpublic record, Form ADV, Apr 17, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026