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RIA / WealthAdvisor10 years in industry

SAM GRIFFIN LASHIN

Advisor at CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

Huntersville, NC

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Search this name across graphsid dfx:ria:6ae77740-caef-2fdb-e2f5-2b52f9571364

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 10, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB INVESTMENT MANAGEMENT, INC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 20, 2018
First registration: May 10, 2018
Dual registered: no
Other names: SAM G LASHIN
IAPD individual key: 6897361

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC	Other adviser	Jan 3, 2023	n/a	yes	Huntersville, NC	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Feb 8, 2022	Dec 22, 2022	no	Fort Myers, FL\|Chicago, IL	Previous registration
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC	Other adviser	Sep 17, 2021	Feb 11, 2022	no	Naples, FL\|SAN FRANCISCO, CA	Previous registration
CHARLES SCHWAB INVESTMENT ADVISORY, INC	Former SEC adviser	Jul 7, 2020	Feb 11, 2022	no	Naples, FL\|SAN FRANCISCO, CA	Previous registration
WASMER SCHROEDER	Former SEC adviser	May 10, 2018	Jul 2, 2020	no	NAPLES, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	CHARLES SCHWAB INVESTMENT MANAGEMENT, INC	Dec 22, 2022	Jan 3, 2023	12	Channel change	Other
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC	CHARLES SCHWAB & CO., INC.	Feb 11, 2022	Feb 8, 2022	-3	Channel change	Other
CHARLES SCHWAB INVESTMENT ADVISORY, INC	CHARLES SCHWAB INVESTMENT MANAGEMENT, INC	Feb 11, 2022	Sep 17, 2021	-147	Channel change	Other
WASMER SCHROEDER	CHARLES SCHWAB INVESTMENT ADVISORY, INC	Jul 2, 2020	Jul 7, 2020	5	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105323:151739:FL:2020-07-02	Jul 2, 2020	Jul 7, 2020	NAPLES, FL	Firm change

Relationships

Registered with (4)

→ CHARLES SCHWAB INVESTMENT MANAGEMENT, INCRegistered adviserregistration: previous registration
Sep 17, 2021 to Feb 11, 2022factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Feb 8, 2022 to Dec 22, 2022factForm ADV
→ CHARLES SCHWAB INVESTMENT ADVISORY, INCRegistered adviserregistration: previous registration
Jul 7, 2020 to Feb 11, 2022factForm ADV
→ WASMER SCHROEDERRegistered adviserregistration: previous registration
May 10, 2018 to Jul 2, 2020factForm ADV

Dated events

No dated event names this entity yet.