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J••••••• L••• Y••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

J••••••• L••• Y••••••

Advisor at F•••• P••••••• W•••••• L••

WALNUT CREEK, CA

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Search this name across graphsid dfx:ria:6ae8b5a2-ad5c-392a-3815-6da7184a93b2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 13, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 22, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	May 5, 2025	n/a	yes	WALNUT CREEK, CA	Current employment
A•••• P•••••••• L••	Former SEC adviser	Jun 30, 2021	Jun 27, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• P•••••••• L••	F•••• P••••••• W•••••• L••	Jun 27, 2025	May 5, 2025	-53	Channel change	RIA to RIA
T•• S•••••••• F•••••••• A•••••••	A•••• P•••••••• L••	Nov 23, 2011

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
297808:159289:CA:2025-06-27	Jun 27, 2025	May 5, 2025	WALNUT CREEK, CA	Firm change after gap

Relationships

Registered with (3)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
May 5, 2025 to presentfactForm ADV
→ A•••• P•••••••• L••Registered adviserregistration: previous registration
Jun 30, 2021 to Jun 27, 2025factForm ADV
→ T•• S•••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Oct 13, 2009 to Nov 23, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ae8b5a2-ad5c-392a-3815-6da7184a93b2
First observed: Oct 13, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.