DFX Intelligence

T••••• J••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

T••••• J••• M•••••••

Advisor at L•• F•••••••• L••

MOUNTAINSIDE, NJ

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Search this name across graphsid dfx:ria:6b0f0966-f5bf-7b2a-702a-be8329040a49

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 18, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 25, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 6, 2025	n/a	yes	MOUNTAINSIDE, NJ	Current employment
I• A••••••• S•••••••• I•••	Former SEC adviser	Feb 26, 2019	Mar 6, 2025	no	OLD BRIDGE, NJ\|BEDMINSTER, NJ\|MOUNTAINSIDE, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I• A••••••• S•••••••• I•••	L•• F•••••••• L••	Mar 6, 2025	Mar 6, 2025	0	Bulk transfer	Ibd to ibd
J• W• C••• A•••••••• I•••	I• A••••••• S•••••••• I•••	Mar 22, 2019	Feb 26, 2019

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 6, 2025 to presentfactForm ADV
→ I• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 26, 2019 to Mar 6, 2025factForm ADV
→ J• W• C••• A•••••••• I•••Registered adviserregistration: previous registration
May 10, 2013 to Mar 22, 2019factForm ADV
→ F•••••••• A••••••• O• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b0f0966-f5bf-7b2a-702a-be8329040a49
First observed: Oct 18, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.