RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• J••• M•••••••
- L•• F•••••••• L•• BD affiliated currentsince Mar 6, 2025 · Mountainside, Nj
- I• A••••••• S•••••••• I••• formerFeb 26, 2019 to Mar 6, 2025 · Old Bridge, Nj
- J• W• C••• A•••••••• I••• BD affiliatedMay 10, 2013 to Mar 22, 2019 · Tampa, Fl
- F•••••••• A••••••• O• A••••••• L•• formerMar 26, 2012 to May 10, 2013 · Carlsbad, Ca
- C••••• A•••••• N••••••• L•• formerAug 28, 2006 to Jan 12, 2007 · Allenwood, Nj
- C••• F•••••••• S•••••••• L••• formerOct 18, 2002 to Aug 22, 2006 · Bridgewater, Nj
- I• A••••••• S•••••••• I••• to L•• F•••••••• L••left Mar 6, 2025, registered Mar 6, 2025 (0 days) · corporate re-registration, not a move
- J• W• C••• A•••••••• I••• to I• A••••••• S•••••••• I•••left Mar 22, 2019, registered Feb 26, 2019 (-24 days) · RIA to affiliated broker-dealer or bank
- F•••••••• A••••••• O• A••••••• L•• to J• W• C••• A•••••••• I•••left May 10, 2013, registered May 10, 2013 (0 days) · corporate re-registration, not a move
- C••••• A•••••• N••••••• L•• to F•••••••• A••••••• O• A••••••• L••left Jan 12, 2007, registered Mar 26, 2012 (1900 days) · Other
- C••• F•••••••• S•••••••• L••• to C••••• A•••••• N••••••• L••left Aug 22, 2006, registered Aug 28, 2006 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address