DFX Intelligence

F•• C•••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

F•• C•••••• M•••••••••

F•••••• FINANCIAL GROUP, LLC, CRD 113205

NEW ORLEANS, LA

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Search this name across graphsid dfx:ria:6b11d17a-8f02-1177-d056-432c3774ff6b

Data as of Apr 5, 2018 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to Apr 5, 2018
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

F•• C•••••• M•••••••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $430M••• Locked
Discretionary RAUM: $111M
Private client RAUM: $7.7Mderived••• Locked
Private client share: 2%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••• S••••••• M••••••	Principal	A	yes	03/2015	Mar 30, 2012	Apr 5, 2018
F••••••• O•••••• J•••••	CEO, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER	E	yes	01/2001	Mar 30, 2012	Apr 5, 2018

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R•••••• J•••• A•• A•••••••••	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$430M	$5.2B	-91.7%	$3.9B	-52.1%	4	6	1	n/a

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
R•••••• J•••• • A••••••••• I•••	2	Nov 13, 2018	Apr 20, 2018	NEW ORLEANS, LA	Team lift out	Other	100.0%

Relationships

Controls (2)

← F••••••• O•••••• J•••••OwnerCEO, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 30, 2012 to presentfactForm ADV
← D••••• S••••••• M••••••OwnerPRINCIPAL, ownership code A, individual
Mar 30, 2012 to presentfactForm ADV

Registered with (2)

← O••••• J••••• F••••••Advisorregistration: previous registration
Sep 22, 2006 to Nov 13, 2018factForm ADV
← Stephen Daste

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b11d17a-8f02-1177-d056-432c3774ff6b
First observed: Mar 30, 2012
Last observed: Apr 5, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.