S•••••• D••••

Advisor at E••••• J••••

Carencro, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ba920cb6-62ed-dfb6-d13c-49c243ef06e9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 25, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Nov 12, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Oct 28, 2022	n/a	yes	Carencro, LA	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Mar 21, 2018	Oct 25, 2022	no	NEW ORLEANS, LA\|New Orleans, LA\|NEW ORLEANS, LA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	E••••• J••••	Oct 25, 2022	Oct 28, 2022	3	Firm change	Ibd to ibd
F•• C•••••• M•••••••••	R•••••• J•••• • A••••••••• I•••	Nov 13, 2018	Mar 21, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
113205:705:LA:2018-11-13	Nov 13, 2018	Mar 21, 2018	NEW ORLEANS, LA	Firm change after gap

Relationships

Registered with (4)

→ E••••• J••••Registered adviserregistration: current employment
Oct 28, 2022 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Mar 21, 2018 to Oct 25, 2022factForm ADV
→ F•• C•••••• M•••••••••Registered adviserregistration: previous registration
Oct 2, 2006 to Nov 13, 2018factForm ADV
→ F•• S••••••••• C•••••••••

Dated events

Occurred
Oct 25, 2022
Advisor changed firm
S•••••• D•••• left R•••••• J•••• • A••••••••• I••• for E••••• J•••• (registered 2022-10-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ba920cb6-62ed-dfb6-d13c-49c243ef06e9
First observed: Jul 25, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.