DFX Intelligence

D•••••• M•• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner41 years in industry

D•••••• M•• M•••••••

Advisor at W•••••• A•••••••• L••

RIDGELAND, MS | BIRMINGHAM, AL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 14, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 13, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• A•••••••• L••	Independent wealth	Mar 29, 2024	n/a	yes	RIDGELAND, MS\|BIRMINGHAM, AL	Current employment
E•• A•••••••	Former SEC adviser	Sep 19, 2012	May 6, 2024	no	JACKSON, MS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•• A•••••••	W•••••• A•••••••• L••	May 6, 2024	Mar 29, 2024	-38	Firm change after gap	RIA to RIA
C• P••••••• C•••	E•• A•••••••	Sep 17, 2012	Sep 19, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
161249:115332:MS:2024-05-06	May 6, 2024	Mar 29, 2024	JACKSON, MS	Firm change after gap

Relationships

Registered with (5)

→ W•••••• A•••••••• L••Registered adviserregistration: current employment
Mar 29, 2024 to presentfactForm ADV
→ E•• A•••••••Registered adviserregistration: previous registration
Sep 19, 2012 to May 6, 2024factForm ADV
→ C• P••••••• C•••Registered adviserregistration: previous registration
Jan 6, 2010 to Sep 17, 2012factForm ADV
→ S••••••• G•••• C••••••Registered adviser

Dated events

Occurred
May 6, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 14, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.