This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$186MItem 5.F on the latest filing (2018-03-19); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$186M

Private client RAUM

$178MderivedItem 5.D individuals plus high net worth individuals

Private client share

96%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

4

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

35

High net worth clients

31

Private funds

2Schedule D 7.B(1)

Private fund GAV

$63.5Mgross asset value as reported per fund; never fund size

Custody, client assets

$186M

SEC number

801-29238

CRD

107025

Filings on the tape

11

First filed

Mar 14, 2012

Latest filed

Mar 19, 2018

Organised

Limited Partnership, Texas

Graph

RIA / Wealth Management

Canonical id

dfx:ria:6b15402d-a95b-9d93-1ccb-2d5860c49822

First observed

Mar 14, 2012

Last observed

Mar 19, 2018 103 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.