DFX Intelligence

M•••••• Z•••• W•: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Analyst31 years in industry

M•••••• Z•••• W•

Advisor at T•••••••• P••••••• L••

Berkeley, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fd6b057e-78f5-73ea-d742-c5e0de7c64c4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••••• P••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••••• P••••••• L••	State registered	Apr 12, 2018	n/a	yes	Berkeley, CA	Current employment
F•• I•••••••••	Former SEC adviser	Jan 1, 1999	Mar 19, 2018	no	DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•• I•••••••••	T•••••••• P••••••• L••	Mar 19, 2018	Apr 12, 2018	24	Firm change	RIA to state RIA

Relationships

Registered with (2)

→ T•••••••• P••••••• L••Registered adviserregistration: current employment
Apr 12, 2018 to presentfactForm ADV
→ F•• I•••••••••Registered adviserregistration: previous registration
Jan 1, 1999 to Mar 19, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd6b057e-78f5-73ea-d742-c5e0de7c64c4
First observed: Jan 1, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.